Eric M. Ross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Michael Ross, who also goes by Eric M Ross, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2000. Eric had worked at 3 firms and has passed the Series 63, Series 22, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2012 - March 7, 2013
DBA THE DELTA COMPANY
January 13, 2010 - September 2, 2010
TRINITY SECURITIES, INC.
February 11, 2008 - December 21, 2009
DBA THE DELTA COMPANY
March 8, 2000 - May 13, 2002
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DBA THE DELTA COMPANY
CRD#: 120187 / SEC#: , 8-65266
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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