John M. Derbin
LIFEMARK SECURITIES
Grand Rapids, MI 49546
Some features on this profile are disabled
CRD#: 3183322
Professional summary
John Michael Derbin JR, CFP® is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Grand Rapids, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA: Grand River Wealth Management ALSO USED FOR SECURITIES 1. Grand River Wealth Management / INVESTMENT RELATED / 4990 CASCADE RD. SUITE 2, GRAND RAPIDS, MI 49546 / INDEPENDENT INSURANCE AGENT / START 01/2007 / 12 HOURS/MONTH / 8 HOURS/MONTH DURING SECURITIES TRADING HOURS / SALES AND SERVICE OF LIFE INSURANCE AND FIXED ANNUITIES. 2. D&L PARTNERS, LLC DBA BOARDMEMBER CONNECT / NOT INVESTMENT RELATED / 7260 MOUNTAIN AASH DR SE, GRAND RAPIDS, MI 49546 / GENERAL PARTNER / START 09/2010 / 2 HOURS/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / WORK WITH NATIONAL NON-PROFIT ORGANIZATIONS AND CORPORATIONS TO IDENTIFY AND RECRUIT BOARD MEMBERS TO SERVE ON NON-PROFIT BOARDS. 3.Boy Scouts Troop/ not investment related/supervise and lead scouts/Assistant Scoutmaster/1/2023/10 hours per month. 4.Trinity Lutheran Church Council/not investment related/2700 Fulton St. Grand Rapids, MI 49506/serve on council as voting member/1/2024/2 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Derbin JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Michael Derbin JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
November 5, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 4990 Cascade Rd. Se, Suite 2, Grand Rapids, MI 49546RIA
BD
CRD#: 16204
Grand Rapids, MI
Current
November 5, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 4990 Cascade Rd. Se, Suite 2, Grand Rapids, MI 49546RIA
BD
CRD#: 16204
Grand Rapids, MI
Past
June 16, 2011 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
GRAND RAPIDS, MI
Past
January 4, 2006 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
GRAND RAPIDS, MI
Past
July 1, 2004 - October 5, 2005
ADVANCE CAPITAL SERVICES, INC.
BD
CRD#: 19347
SOUTHFIELD, MI
Past
November 13, 2001 - June 16, 2004
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 24, 1999 - August 7, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/5/2018)
RR
Florida(11/5/2018)
RR
Illinois(1/4/2022)
RR
Indiana(2/23/2023)
RR
Michigan(11/5/2018)
IAR
Michigan(11/5/2018)
RR
Nevada(1/4/2022)
RR
New Hampshire(11/5/2018)
RR
North Carolina(11/5/2018)
RR
Texas(1/4/2022)
IAR
Texas(1/4/2024)
RR
Utah(11/5/2018)
RR
Wisconsin(11/5/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Grand Rapids, MI 49546TRUST BUT VERIFY
Monitor John Derbin
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
