JS
James J. Stewart
STIFEL INDEPENDENT ADVISORS
Saint Paul, IN
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CRD#: 3183283
JS
Professional summary
James Jebediah Stewart, who also goes by Jeb Stewart, is a registered financial advisor currently at STIFEL INDEPENDENT ADVISORS, LLC located in Saint Paul, Indiana.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeb Stewart
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Hatton Home Farm Trust and Hatton St Omer Trust;P.O. Box 51 St Paul IN 47272;Two farm trusts receive cash rent from tenants manage a farm and distribute to my mother and uncle the proceeds;Trustee;manage a farm;2/1/07;1 hr/mo;not during securities trading hours;investment related. 2. JJ STEWART INC; PO BOX 51 ST. PAUL IN 47272; JJ STEWART IS A SUB CHAPTER S CORP THAT I USE FOR MY STIFEL INDEPENDENT BUSINESS; PRESIDENT; FILING TAX RETURNS; AFFILILATION STARTED 01/01/2014; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS. 3. JEB STEWART LLC; 116 S PIERCE ST ST PAUL IN 47272; A LIMITED LIABILITY COMPANY THAT I WOULD PURCHASE A FORECLOSED HOME AND THEN PLACE IT BACK FOR SALE AFTER RENOVATION; PRESIDENT; TO BUY FORECLOSED HOMES AT A AUCTION PROBABLY 1 YEAR; NOT INVESTMENT RELATED; AFFILIATION STARTED 05/01/2015; 4 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS. 4. Waldron High School; 102 East Street Waldron IN 46182; Basketball Coach; Coaching games and practices; 10/02/2015; 10.00hrs/week; Not during securities trading hours; Not Investment-Related 5. Hatton and Stewart LLC; PO Box 51 St Paul IN 47272; Addl LLC for farm held in a Trust; Manager; 02/01/2019; 2.00 Hour(s) Per Month; not during securities trading hours; Investment-Related. 6. Rental Property; 6416 E 650 S, St Paul, IN 47272; Rental House; Own 50% with brother; Landlord; 06/15/2020; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 7. Farm; 6919 S 550 E Waldron, IN 46182; Investment property with rental house; Tenats in common 50/50; oversee operations of renovations and manage farm; 12/20/2024; 2 hrs/week; Not During Securities Trading Hours; Investment-Related.
CRS (Client Relationship Summary) - RIA
Click below to view James Jebediah Stewart's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view James Jebediah Stewart's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 23, 2003 - Present
STIFEL INDEPENDENT ADVISORS, LLC
RIA
BD
CRD#: 28218
Saint Paul, IN
Current
September 23, 2003 - Present
STIFEL INDEPENDENT ADVISORS, LLC
RIA
BD
CRD#: 28218
Saint Paul, IN
Past
June 19, 2002 - September 25, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SHELBYVILLE, IN
Past
May 31, 2002 - September 25, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 3, 1999 - June 7, 2002
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
CARMEL, IN
Past
March 24, 1999 - June 7, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2019)
RR
California(9/9/2009)
RR
Colorado(9/5/2023)
RR
Florida(9/23/2003)
RR
Illinois(2/6/2008)
RR
Indiana(9/23/2003)
IAR
Indiana(9/23/2003)
RR
Kentucky(9/23/2003)
RR
Maryland(9/5/2023)
RR
Michigan(3/5/2004)
RR
Missouri(1/28/2021)
RR
New York(2/23/2022)
RR
North Carolina(12/13/2017)
RR
Ohio(9/23/2003)
RR
Oregon(10/13/2017)
RR
South Carolina(1/7/2008)
RR
Tennessee(11/13/2024)
RR
Texas(1/4/2019)
IAR
Texas(1/7/2019)
RR
Virginia(1/28/2021)
RR
Washington(9/9/2025)
RR
Wisconsin(10/9/2007)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SI
STIFEL INDEPENDENT ADVISORS, LLC
CENTURY SECURITIES ASSOCIATES INC | STIFEL INDEPENDENT ADVISORS, LLC | CENTURY SECURITIES ASSOCIATES, INC.
CRD#: 28218 / SEC#: 801-43561, 8-43514
RIA
Registered Investment Advisory firm - SEC (3/19/1993 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
One Financial Plaza 501 North Broadway, St Louis, MO 63102
Mailing Address
One Financial Plaza 501 North Broadway, St. Louis, MO 63102
Phone number
(314) 342-4051
Established
Missouri since 05/24/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
206
SEC notice filing (49 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STIFEL FINANCIAL CORP. | OWNER-HOLDING COMPANY OWNING 100% | |
| KRUSZEWSKI, RONALD JAMES | CHAIRMAN, STIFEL FINANCIAL | 1434827 |
| BRAUTIGAM, ALLEN COR | PRESIDENT AND CEO | 2400179 |
| BRIGHT, GEOFFREY CLYDE JR | CHIEF COMPLIANCE OFFICER | 4696103 |
| DODSON, CHARLES EDWARD | CCO-ADVISORY SERVICES | 1744430 |
| FISHER, MARK PHILIP | GENERAL COUNSEL | 4970942 |
| MELINGER, ADAM SCOTT | ROSFP | 2373020 |
| NOLL, DOUGLAS WAYNE | PRINCIPAL OPERATIONS OFFICER | 1614129 |
| ROWAN, JAMES FRANCIS | PRINCIPAL FINANCIAL OFFICER | 1976998 |
| ZEMLYAK, JAMES MARK | MANAGER, BOARD OF MANAGERS | 1586132 |
Regulatory assets under management
| Total Number of Accounts | 11,648 |
| AUM (Assets Under Management) | $ 4,379,138,273 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2024 | ||
| 09/28/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
