John J. Mayerhofer

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CRD#: 3183260

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Joseph Mayerhofer, who also goes by John J Mayerhofer, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1999. John had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John J Mayerhofer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 7, 2022 - April 12, 2023

CAPITAL TRUST ADVISORS

RIA

CRD#: 134174

Bluffton, SC

Past

November 21, 2019 - March 3, 2022

CAPITAL TRUST ADVISORS

RIA

CRD#: 134174

Bluffton, SC

Past

December 15, 2008 - July 22, 2019

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

OAKLAND, CA

Past

December 12, 2008 - July 22, 2019

CENTAURUS FINANCIAL, INC.

CRD#: 30833

OAKLAND, CA

Past

March 28, 2001 - December 12, 2008

EPLANNING SECURITIES, INC.

CRD#: 46000

OAKLAND, CA

Past

January 30, 2001 - April 11, 2001

RUSHMORE SECURITIES CORPORATION

CRD#: 8392

DALLAS, TX

Past

July 26, 2000 - March 30, 2001

NORTHSTAR SECURITIES, INC.

CRD#: 11247

DALLAS, TX

Past

December 24, 1999 - December 26, 2008

EPLANNING ADVISORS INC

RIA

CRD#: 109184

SANTA ROSA, CA

Past

December 13, 1999 - July 14, 2000

EPLANNING SECURITIES, INC.

CRD#: 46000

ROSEVILLE, CA

Past

March 25, 1999 - December 23, 1999

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL TRUST ADVISORS

CAPITAL TRUST ADVISORS | PALADIN INVESTMENT ADVISORS | GOLDBERG ADVISERS, LLC

CRD#: 134174 / SEC#: 801-121095

RIA

Registered Investment Advisory firm - (7/13/2021 Approved)

California

Registered Investment Advisory firm - (8/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/24/1999

General Securities Representative Examination

Current Firm

CAPITAL TRUST ADVISORS

CAPITAL TRUST ADVISORS | PALADIN INVESTMENT ADVISORS | GOLDBERG ADVISERS, LLC

CRD#: 134174 / SEC#: 801-121095

RIA

Registered Investment Advisory firm - (7/13/2021 Approved)

California

Registered Investment Advisory firm - (8/12/2021 Terminated)

Texas

Registered Investment Advisory firm - (7/13/2021 Terminated)

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Contact information

Main Address

1210 5th Avenue, #275, San Rafael, CA 94901

Mailing Address

Phone number

(415) 399-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (3/31/2025)

BROCHURE SUPPLEMENT - PAUL A.D. EVANS (3/31/2025)

BROCHURE SUPPLEMENT - SANFORD P. LOWENGART, III (3/31/2025)

BROCHURE SUPPLEMENT - JOHN J. GOLDBERG (3/31/2025)

Regulatory assets under management

Total Number of Accounts	587
AUM (Assets Under Management)	$ 356,754,529

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John J. Mayerhofer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAPITAL TRUST ADVISORS

CENTAURUS FINANCIAL, INC.

CENTAURUS FINANCIAL, INC.

EPLANNING SECURITIES, INC.

RUSHMORE SECURITIES CORPORATION

NORTHSTAR SECURITIES, INC.

EPLANNING ADVISORS INC

EPLANNING SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

CAPITAL TRUST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/24/1999

Current Firm

CAPITAL TRUST ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL TRUST ADVISORS

TRUST BUT VERIFY

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