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JD

John D. Deeks

Some features on this profile are disabled
CRD#: 3183071
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Dean Deeks was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1999. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 4, 2016 - December 7, 2017

LCG CAPITAL ADVISORS, LLC

BD
CRD#: 129311
Tampa, FL
Past

November 19, 2010 - January 28, 2014

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
TAMPA, FL
Past

January 5, 2010 - November 9, 2010

DEWAAY FINANCIAL NETWORK, LLC

BD
CRD#: 30767
TAMPA, FL
Past

June 7, 2005 - January 13, 2010

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

December 8, 1999 - January 20, 2005

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/26/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/7/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/7/1999
General Securities Representative Examination

Current Firm

LC
LCG CAPITAL ADVISORS, LLC
LCG CAPITAL ADVISORS, LLC | PALM SECURITIES, LLC

CRD#: 129311 / SEC#: , 8-66213

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602
Mailing Address
201 East Kennedy Blvd Suite 1700, Tampa, FL 33602
Phone number
(813) 226-2800
Established
Florida since 07/03/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LCG CAPITAL HOLDINGS, LLCOWNER
CARTER, ANA RPRINCIPAL FINANCIAL OFFICER4424794
CARTER, ANA ROUMENOVAFINOP4424794
CLARK, JOHN WOODBURYMANAGING DIRECTOR2826869
LITTLE, CRAIG NEALCHIEF COMPLIANCE OFFICER5293689
LITTLE, CRAIG NEALPRINCIPAL OPERATIONS OFFICER5293689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LCG CAPITAL ADVISORS, LLC

CRD#: 129311

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