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JD

John Dean Deeks

CRD# 3183071·Registered 1999 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Dean Deeks was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1999 - 2017. John had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

LCG CAPITAL ADVISORS, LLC·CRD# 129311
BD
Tampa, FL
August 4, 2016 - December 7, 2017
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Tampa, FL
November 19, 2010 - January 28, 2014
DEWAAY FINANCIAL NETWORK, LLC·CRD# 30767
BD
Tampa, FL
January 5, 2010 - November 9, 2010
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
June 7, 2005 - January 13, 2010
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
December 8, 1999 - January 20, 2005

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Current Firm

LC
LCG CAPITAL ADVISORS, LLC

LCG CAPITAL ADVISORS, LLC | PALM SECURITIES, LLC

CRD#: 129311 / SEC#: 8-66213
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

201 East Kennedy Blvd Suite 1700, Tampa, FL 33602

Mailing Address

201 East Kennedy Blvd Suite 1700, Tampa, FL 33602

Phone Number

(813) 226-2800

Established

Florida since 07/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LCG CAPITAL HOLDINGS, LLCOWNER—
CARTER, ANA RPRINCIPAL FINANCIAL OFFICER4424794
CARTER, ANA ROUMENOVAFINOP4424794
CLARK, JOHN WOODBURYMANAGING DIRECTOR2826869
LITTLE, CRAIG NEALCHIEF COMPLIANCE OFFICER5293689
LITTLE, CRAIG NEALPRINCIPAL OPERATIONS OFFICER5293689

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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