Dayan Martinez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dayan Martinez, who also goes by Dan Martinez, Danny Martinez, was a registered financial professional .
Dayan is a previously registered financial professional and started their career in finance in 1999. Dayan had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2018 - April 27, 2018
BUNKER ASSET MANAGEMENT LLC
January 30, 2012 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 27, 2012 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
February 20, 2009 - February 10, 2012
HSBC SECURITIES (USA) INC.
September 3, 2008 - February 10, 2012
HSBC SECURITIES (USA) INC.
April 23, 2007 - November 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
April 13, 2007 - November 19, 2007
WELLS FARGO CLEARING SERVICES, LLC
September 20, 2005 - March 30, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 19, 2005 - March 30, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 19, 2004 - September 26, 2005
CITICORP INVESTMENT SERVICES
January 8, 2002 - September 26, 2005
CITICORP INVESTMENT SERVICES
November 6, 2001 - December 20, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 8, 1999 - November 6, 2001
CITICORP INVESTMENT SERVICES
November 11, 1999 - January 27, 2000
TD AMERITRADE, INC.
March 31, 1999 - October 8, 1999
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUNKER ASSET MANAGEMENT LLC
CRD#: 290020 / SEC#: 801-112190
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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