Erik M. Moquist
Professional summary
Erik Matthew Moquist is a registered financial advisor currently at DAKOTA ASSET MANAGEMENT, LLC located in Miami, Florida.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Erik has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Erik Matthew Moquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2016 - Present
DAKOTA ASSET MANAGEMENT, LLC
December 21, 2011 - September 12, 2016
MAXIM GROUP LLC
June 4, 1999 - December 19, 2011
NOBLE CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2016)
(12/27/2016)
Exams
Current Firm
DAKOTA ASSET MANAGEMENT, LLC
CRD#: 283690 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 28,655,070 |
Red Flags
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