Michael W. Mustico
Professional summary
Michael William Mustico is a registered financial advisor currently at THE MUSTICO FINANCIAL GROUP, INC. located in Elmira, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Michael has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael William Mustico's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 26, 2024 - Present
THE MUSTICO FINANCIAL GROUP, INC.
Office #1: 221 West Church St., Elmira, NY 14901May 17, 2004 - September 10, 2004
FSC SECURITIES CORPORATION
August 4, 2000 - May 31, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 12, 1999 - August 26, 1999
OSAIC WEALTH, INC.
Primary Firm SEC Registration
THE MUSTICO FINANCIAL GROUP, INC.
CRD#: 125763 / SEC#: 801-67939
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/26/2024)
Exams
Current Firm
THE MUSTICO FINANCIAL GROUP, INC.
CRD#: 125763 / SEC#: 801-67939
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 466 |
| AUM (Assets Under Management) | $ 316,510,000 |
Red Flags
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