John C. Cordin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Cooper Cordin, who also goes by J Cooper, John Cordin, Cooper Cordin, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 79, Series 7, Series 31, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2024 - December 6, 2024
EXEMPLAR CAPITAL, LLC
July 16, 2015 - March 22, 2016
PAULSON INVESTMENT COMPANY LLC
November 19, 2014 - July 13, 2015
BA SECURITIES, LLC
July 15, 2014 - August 22, 2014
FIVE 9 SECURITIES, LLC
July 17, 2012 - April 24, 2013
GENTRY SECURITIES LLC
December 4, 2009 - July 10, 2012
ADVANCED EQUITIES, INC.
November 16, 2009 - July 10, 2012
ADVANCED EQUITIES, INC.
October 31, 2008 - November 5, 2009
ZACKS INVESTMENT MANAGEMENT, INC.
January 27, 2000 - August 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 2000 - August 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 1999 - September 16, 1999
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 6/24/2024
General Securities Representative ExaminationCurrent Firm
EXEMPLAR CAPITAL, LLC
CRD#: 155786 / SEC#: , 8-68740
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
