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John Cooper Cordin

CRD# 3182812·Registered 1999 - 2024
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Cooper Cordin, who also goes by J Cooper, John Cordin, Cooper Cordin, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1999 - 2024. John had worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 79, Series 7, Series 31, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

J Cooper, John Cordin, Cooper Cordin

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

EXEMPLAR CAPITAL, LLC·CRD# 155786
BD
Boston, MA
June 25, 2024 - December 6, 2024
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
Chicago, IL
July 16, 2015 - March 22, 2016
BA SECURITIES, LLC·CRD# 153489
BD
W. Conshohocken, PA
November 19, 2014 - July 13, 2015
FIVE 9 SECURITIES, LLC·CRD# 114853
BD
Ladera Ranch, CA
July 15, 2014 - August 22, 2014
GENTRY SECURITIES LLC·CRD# 155142
BD
Chicago, IL
July 17, 2012 - April 24, 2013
ADVANCED EQUITIES, INC.·CRD# 35545
BD
Chicago, IL
December 4, 2009 - July 10, 2012
ADVANCED EQUITIES, INC.·CRD# 35545
RIA
Chicago, IL
November 16, 2009 - July 10, 2012
ZACKS INVESTMENT MANAGEMENT, INC.·CRD# 110897
RIA
Chicago, IL
October 31, 2008 - November 5, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Naples, FL
January 27, 2000 - August 5, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 18, 2000 - August 5, 2003
FIRST UNION BROKERAGE SERVICES, INC.·CRD# 8112
BD
Charlotte, NC
March 2, 1999 - September 16, 1999

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Current Firm

EC
EXEMPLAR CAPITAL, LLC

EXEMPLAR CAPITAL, LLC

CRD#: 155786 / SEC#: 8-68740
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

265 Franklin Street Suite 1702, Boston, MA 02110

Mailing Address

265 Franklin Street Suite 1702, Boston, MA 02110

Phone Number

(617) 542-7400

Established

Massachusetts since 05/27/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EXEMPLAR COMPANIES, PBCPARENT CORPORATION—
FELDMAN, RICHARD MARKFINOP2273453
LAVENDER, STACEY LYNNCCO4365033
MARSTON, ABRAHAM DAVIDCHIEF EXECUTIVE OFFICER—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2024About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2008About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Jun 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2024About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Dec 2010About the Series 79 exam

Series 7 — General Securities Representative Examination

Passed Dec 2009About the Series 7 exam

Series 31 — Futures Managed Funds Examination

Passed Feb 2001About the Series 31 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2015About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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