GC
Glenn T. Colangelo
Some features on this profile are disabled
CRD#: 3182753
GC
Professional summary
Glenn Thomas Colangelo was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1999. Prior to being barred, Glenn had worked at 5 firms, which includes AMERICAN INDEPENDENT SECURITIES GROUP LLC, ON INVESTMENT MANAGEMENT CO, THE O.N. EQUITY SALES COMPANY, U.S. BANCORP INVESTMENTS INC., NYLIFE SECURITIES LLC.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Glenn Colangelo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GTC ADVISORS AND FINANCIAL LEGACY MANAGEMENT; INVESTMENT RELATED; 1220 20TH ST SE STE 334 SALEM OR 97302; INSURANCE SALES; AGENT; START DATE 11/15/1998; HOURS/MONTH 60; HOURS/TRADING 60; SELLING LIFE,DISABILITY & LTC INSURANCE;
2) GLENN COLANGELO; NOT INVESTMENT RELATED; 1254 SILAS CT NW SALEM OR 97304; MUSIC; MUSICIAN; START DATE 12/1961; HOURS/MONTH 5; HOURS/TRADING 0; WRITE MUSIC,GUIDE MUSICIANS, DIRECT ORCHESTRA, ARRANGE MUSIC, HELP COORDINATE MUSIC EVENTS.
3). Four Word Frenzy/Adventronics; not investment related; 1220 20th street SE, ste 334 salem oregon 97302; word game; inventor; 01/11/2016-present; ideas; 7 hours/month (4 during market hours); coming up with ideas regarding the game.
4) McKenzie Deerhorn Landing. Feb. 28, 2020. 336 Eaglet Ct., Springfield, OR. Real Estate Sales of residential lots on golf courses. Oversees development of real estate. Not a securities related business. Two hours per week spent on this activity, none during securities trading hours. No known conflicts of interest. No cash / non cash compensation received.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 17, 2017 - April 15, 2024
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
RIA
CRD#: 135288
Salem, OR
Past
April 4, 2017 - April 15, 2024
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
BD
CRD#: 135288
Salem, OR
Past
September 4, 2013 - January 6, 2017
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
SALEM, OR
Past
August 30, 2013 - January 6, 2017
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
SALEM, OR
Past
August 28, 2007 - September 4, 2013
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
ALBANY, OR
Past
October 25, 2006 - September 4, 2013
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
ALBANY, OR
Past
March 29, 1999 - October 24, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SALEM, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
