Eric D. Richardson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Daniel Richardson, who also goes by Eric Daniel Richardson Mr., Eric Richardson, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1999. Eric had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2017 - January 3, 2020
GLOBAL SILICON VALLEY SECURITIES LLC
March 21, 2017 - July 5, 2017
FORIS CAPITAL US LLC
January 6, 2017 - February 2, 2017
FORIS CAPITAL US LLC
March 7, 2014 - December 31, 2016
HARBOR LIGHT SECURITIES, LLC
October 8, 2012 - March 7, 2014
GENTRY SECURITIES LLC
June 5, 2009 - October 3, 2012
ADVANCED EQUITIES, INC.
June 8, 2008 - October 3, 2012
ADVANCED EQUITIES, INC.
May 20, 2004 - February 20, 2009
PROSPERA FINANCIAL SERVICES, INC.
March 2, 2004 - May 21, 2004
THE INVESTMENT CENTER, INC.
March 2, 2004 - May 21, 2004
THE INVESTMENT CENTER, INC.
September 15, 2003 - February 20, 2009
ASSEMBLY WEALTH
October 4, 2001 - February 13, 2003
QUASAR DISTRIBUTORS, LLC
May 12, 1999 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL SILICON VALLEY SECURITIES LLC
CRD#: 22882 / SEC#: , 8-40028
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICHARDSON, ERIC DANIEL | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 3182616 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
