Michael A. Fredrickson
Professional summary
Michael Anthony Fredrickson is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 1 firm and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 25, Series 7, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Anthony Fredrickson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 1998 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005Office #2: 40 Wall St. 59th Floor, New York, NY 10005State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2000)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 2/16/2001
Limited Representative-Equity Trader ExamSeries 25
Date: 4/25/2000
NYSE Trading Assistant ExaminationCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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