Alexander J. Tuohy
Professional summary
Alexander Johnston Tuohy is a registered financial professional currently at TUOHY BROTHERS INVESTMENT RESEARCH, INC. located in New York, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1999. Alexander has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Johnston Tuohy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2005 - Present
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
Office #1: 641 Lexington Ave 15th Floor, New York, NY 10022October 15, 2001 - March 16, 2005
PRITCHARD CAPITAL PARTNERS, LLC
November 3, 2000 - May 30, 2001
CREDIT SUISSE SECURITIES (USA) LLC
April 21, 1999 - May 29, 2001
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2005)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
CRD#: 133672 / SEC#: , 8-66756
Contact information
FINRA licenses (1 States and Territories)
Documents
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