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AU

Aleksandra Ugljesa

EULAV SECURITIES LLC
SARASOTA, FL 34236
Some features on this profile are disabled
CRD#: 3182467
AU

Professional summary

Aleksandra Ugljesa, who also goes by Alex Ugljesa, Alexandra Ugljesa, Alexsandra Ugljesa, is a registered financial professional currently at EULAV SECURITIES LLC located in Sarasota, Florida.

Aleksandra is registered as a RR (Registered Representative) and started their career in finance in 2013. Aleksandra has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alex Ugljesa | Alexandra Ugljesa | Alexsandra Ugljesa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aleksandra Ugljesa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2017 - Present

EULAV SECURITIES LLC

Office #1: 1605 Main Street Suite 912, Sarasota, FL 34236
BD
CRD#: 156396
SARASOTA, FL
Past

January 23, 2015 - February 4, 2015

JANNEY MONTGOMERY SCOTT LLC

BD
CRD#: 463
BOSTON, MA
Past

October 7, 2013 - October 3, 2014

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(9/11/2017)

Exams

State Security Law Exam
RR
Series 63
Date: 9/9/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 6/23/2014
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 6/14/2014
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 10/7/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EULAV SECURITIES LLC
EULAV SECURITIES LLC

CRD#: 156396 / SEC#: , 8-68789

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1605 Main Street Suite 912, Sarasota, FL 34236
Mailing Address
1605 Main Street Suite 912, Sarasota, FL 34236
Phone number
(212) 907-1900
Established
Delaware since 12/23/2010
Firm type
Limited Liability Company
Fiscal year end
April
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EULAV ASSET MANAGEMENT100% OWNER
APPEL, MITCHELL ERICCEO/CFO4878161
SCAGNELLI, ROBERT ANGELOVICE PRESIDENT1565552
SPINDEL, HOWARDCCO708042
STOCK, RAYMOND MARTINVP AND SEC'Y1718102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EULAV SECURITIES LLC

CRD#: 156396Sarasota, FL 34236

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