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Aleksandra Ugljesa

EULAV SECURITIES
SARASOTA, FL
·CRD# 3182467·13 years experience

Professional Summary

Aleksandra Ugljesa, who also goes by Alex Ugljesa, Alexandra Ugljesa, Alexsandra Ugljesa, is a registered financial advisor currently at EULAV SECURITIES LLC located in Sarasota, Florida. Aleksandra is registered as a RR (Registered Representative) and started their career in finance in 2013. Aleksandra has worked at 3 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Ugljesa, Alexandra Ugljesa, Alexsandra Ugljesa

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

EULAV SECURITIES LLC·CRD# 156396
BD
1605 Main Street Suite 912, Sarasota, FL 34236
March 21, 2017 - Present
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
Boston, MA
January 23, 2015 - February 4, 2015
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
October 7, 2013 - October 3, 2014

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Current Firm

ES
EULAV SECURITIES LLC

EULAV SECURITIES LLC

CRD#: 156396 / SEC#: 8-68789
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1605 Main Street Suite 912, Sarasota, FL 34236

Mailing Address

1605 Main Street Suite 912, Sarasota, FL 34236

Phone Number

(212) 907-1900

Established

Delaware since 12/23/2010

Firm Type

Limited Liability Company

Fiscal Year End

April

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
EULAV ASSET MANAGEMENT100% OWNER—
APPEL, MITCHELL ERICCEO/CFO4878161
SCAGNELLI, ROBERT ANGELOVICE PRESIDENT1565552
SPINDEL, HOWARDCCO708042
STOCK, RAYMOND MARTINVP AND SEC'Y1718102

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(9/11/2017)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2017About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Jun 2014About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jun 2014About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed Oct 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Aleksandra Ugljesa's CRS (Customer Relationship Summary).

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