Stuart E. Greenfield

GREENFIELD SEITZ CAPITAL MANAGEMENT

Dallas, TX 75201

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CRD#: 3182450

Professional summary

Stuart Edwards Greenfield is a registered financial advisor currently at GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Stuart has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Edwards Greenfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2009 - Present

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

Office #1: 1722 Routh St. Suite 760, Dallas, TX 75201

RIA

CRD#: 150434

Dallas, TX

Past

April 6, 2005 - September 17, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

DALLAS, TX

Past

March 24, 2005 - September 17, 2009

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

DALLAS, TX

Past

July 1, 2002 - March 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

June 19, 2002 - March 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 8, 2000 - March 23, 2001

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 7, 1999 - March 21, 2000

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | NAME1025

CRD#: 150434 / SEC#: 801-70251

RIA

Registered Investment Advisory firm - (6/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/9/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/6/1999

General Securities Representative Examination

Current Firm

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | NAME1025

CRD#: 150434 / SEC#: 801-70251

RIA

Registered Investment Advisory firm - (6/26/2009 Approved)

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Contact information

Main Address

1722 Routh St. Suite 760, Dallas, TX 75201

Mailing Address

Phone number

(214) 367-6170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC ADV PART 2A (1/31/2025)

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 318,996,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stuart E. Greenfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart Edwards Greenfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

PERSHING LLC

Primary Firm SEC Registration

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2002

Series 63

Date: 9/15/2000

Series 7

Date: 4/6/1999

Current Firm

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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