Dionne C. Thompson

CAPITAL INVESTMENT ADVISORS

Washington D.c., DC 20007

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CRD#: 3182378

Professional summary

Dionne Cornelius Thompson, who also goes by Dionne Angelique Cornelius, Dionne Angelique Cornelius Thompson, Dionne Cornelius Jones, Dionne Cornelius Thompson, is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORS located in Washington D.c., District Of Columbia.

Dionne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Dionne has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dionne Angelique Cornelius | Dionne Angelique Cornelius Thompson | Dionne Cornelius Jones | Dionne Cornelius Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dionne Cornelius Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

CAPITAL INVESTMENT ADVISORS

Office #1: 1000 Potomac Street N.w. Suite 300, Washington D.c., DC 20007

RIA

CRD#: 118269

Washington D.c., DC

Past

November 1, 2018 - August 7, 2020

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

FAIRFAX, VA

Past

April 22, 2016 - October 31, 2018

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

FAIRFAX, VA

Past

July 1, 2011 - November 1, 2018

EDELMAN FINANCIAL SERVICES, LLC

RIA

CRD#: 113299

FAIRFAX, VA

Past

July 1, 2011 - April 22, 2016

SANDERS MORRIS LLC

CRD#: 20580

FAIRFAX, VA

Past

August 4, 2010 - April 26, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BETHESDA, MD

Past

July 16, 2004 - July 12, 2011

CAPITAL INVESTMENT ADVISORS

RIA

CRD#: 118269

WASHINGTON, DC

Past

November 21, 2003 - August 3, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

BETHSEDA, MD

Past

May 7, 2003 - September 29, 2003

LINCOLN FINANCIAL DISTRIBUTORS, INC.

RIA

CRD#: 145

HARTFORD, CT

Past

March 26, 2003 - September 29, 2003

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

July 20, 2001 - May 7, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INVESTMENT ADVISORS

CRD#: 118269 / SEC#: 801-110008

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

Delaware

Registered Investment Advisory firm - (3/15/2017 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/13/2017 Terminated)

Maryland

Registered Investment Advisory firm - (4/14/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/15/2017 Terminated)

Virginia

Registered Investment Advisory firm - (3/13/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(1/12/2022)

IAR

District of Columbia
(8/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/27/2012

General Securities Principal Examination

Current Firm

CAPITAL INVESTMENT ADVISORS

CRD#: 118269 / SEC#: 801-110008

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

Delaware

Registered Investment Advisory firm - (3/15/2017 Terminated)

District of Columbia

Registered Investment Advisory firm - (3/13/2017 Terminated)

Maryland

Registered Investment Advisory firm - (4/14/2017 Terminated)

Pennsylvania

Registered Investment Advisory firm - (3/15/2017 Terminated)

Virginia

Registered Investment Advisory firm - (3/13/2017 Terminated)

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Contact information

Main Address

1000 Potomac Street N.w. Suite 300, Washington D.c., DC 20007

Mailing Address

Phone number

(240) 482-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIA FORM ADV 2A FIRM BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,416
AUM (Assets Under Management)	$ 302,256,086

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dionne C. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dionne Cornelius Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDELMAN FINANCIAL ENGINES

RETIREONE INVESTMENT SERVICES, LLC

EDELMAN FINANCIAL SERVICES, LLC

SANDERS MORRIS LLC

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAPITAL INVESTMENT ADVISORS

NATIONAL PLANNING CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CAPITAL INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2001

Series 24

Date: 8/27/2012

Current Firm

CAPITAL INVESTMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INVESTMENT ADVISORS

TRUST BUT VERIFY

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