Kathleen M. Mcquade

MCQUADE, KATHLEEN MARY

Laurel, MD

Some features on this profile are disabled

CRD#: 3182212

Professional summary

Kathleen Mary Mcquade is a registered financial advisor currently at MCQUADE, KATHLEEN MARY located in Laurel, Maryland.

Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kathleen has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Mary Mcquade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2022 - Present

MCQUADE, KATHLEEN MARY

RIA

CRD#: 155892

Laurel, MD

Past

October 10, 2001 - April 30, 2003

THE PRECURSOR GROUP BROKER-DEALER, LLC

CRD#: 103999

WASHINGTON, DC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 3/8/2000

General Securities Representative Examination

Current Firm

MCQUADE, KATHLEEN MARY

CRD#: 155892 / SEC#:

Maryland

Registered Investment Advisory firm - (1/31/2011 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Laurel, MD

Mailing Address

Phone number

(301) 776-3620

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kathleen M. Mcquade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathleen Mary Mcquade's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCQUADE, KATHLEEN MARY

THE PRECURSOR GROUP BROKER-DEALER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2008

Series 7

Date: 3/8/2000

Current Firm

MCQUADE, KATHLEEN MARY

Contact information

Documents

Red Flags

Company Information

MCQUADE, KATHLEEN MARY

TRUST BUT VERIFY

Similar Advisors