Mitchell A. Billek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mitchell Andrew Billek was a registered financial professional .
Mitchell is a previously registered financial professional and started their career in finance in 2006. Mitchell had worked at 5 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2022 - November 8, 2024
CSP SECURITIES, LP
January 6, 2021 - November 8, 2024
MIZUHO SECURITIES CANADA INC.
May 11, 2010 - November 8, 2024
MIZUHO SECURITIES USA LLC
September 19, 2008 - June 12, 2009
BARCLAYS CAPITAL INC.
November 22, 2006 - September 18, 2008
BMO CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CSP SECURITIES, LP
CRD#: 136941 / SEC#: , 8-67051
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
