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Garrick Mark Vouk

PACIFIC SELECT DISTRIBUTORS
NEWPORT BEACH, CA
·CRD# 3181736·27 years experience

Professional Summary

Garrick Mark Vouk, who also goes by Gary Vouk, is a registered financial advisor currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California. Garrick is registered as a RR (Registered Representative) and started their career in finance in 1999. Garrick has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary Vouk

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

PACIFIC SELECT DISTRIBUTORS, LLC·CRD# 4452
BD
700 Newport Center Drive, Newport Beach, CA 92660
November 13, 2014 - Present
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St Paul, MN
July 17, 2014 - October 1, 2014
SLD AMERICA EQUITIES, INC.·CRD# 36259
BD
Minneapolis, MN
July 29, 2005 - May 27, 2014
WD WEALTH MANAGEMENT, LLC·CRD# 122494
BD
Metairie, LA
February 3, 2003 - January 4, 2005
WILLIAMS BENATOR & LIBBY FINANCIAL SERVICES, LLC·CRD# 120570
BD
Atlanta, GA
October 7, 2002 - April 14, 2005
MMLISI FINANCIAL ALLIANCES, LLC·CRD# 119003
BD
Springfield, MA
June 20, 2002 - June 23, 2005
WORTHMARK FINANCIAL SERVICES, LLC·CRD# 47086
BD
St. Paul, MN
May 24, 2001 - June 23, 2005
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
March 29, 1999 - November 10, 2003

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Current Firm

PS
PACIFIC SELECT DISTRIBUTORS, LLC

PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.

CRD#: 4452 / SEC#: 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Mailing Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Phone Number

(949) 219-6579

Established

Delaware since 01/01/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PACIFIC LIFE INSURANCE COMPANYPARENT OF APPLICANT—
DARE, BARBARA ALYCEVICE PRESIDENT5074108
KISSEL, GEOFFREY PCHIEF EXECUTIVE OFFICER7499710
LA ROQUE, SUZANNE MARIEASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER4222767
SMITH, TREVOR TIMOTHYVICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER4844953
YAMAUCHI, STARLA CHINVICE PRESIDENT, CORPORATE SECRETARY7721024

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(11/13/2014)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1999About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Jun 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Garrick Mark Vouk's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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