ET
Edmon J. Tomes
LEVEL FOUR ADVISORY SERVICES
Dallas, TX 75251
Some features on this profile are disabled
CRD#: 3181660
ET
Professional summary
Edmon Jacob Tomes, who also goes by Jake Tomes, is a registered financial advisor currently at LEVEL FOUR ADVISORY SERVICES located in Dallas, Texas and LEVEL FOUR CAPITAL MANAGEMENT located in Dallas, Texas.
Edmon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Edmon has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jake Tomes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. L4 ADVISORY SERVICES, LLC, INVESTMENT RELATED, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, SEC REGISTERED IA, IAR EXECUTIVE OFFICER, START DATE NOV 2012, 80 HOURS PER MONTH/70 DURING TRADING. 2. L4 CAPITAL MANAGEMENT, INVESTMENT RELATED, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, SEC REGISTERED IA, IAR EXECUTIVE OFFICER, START DATE DEC 2014, 4 HOUERS PER MONTH DURING TRADING. 3. L4 GROUP, NOT INVESTMENT RELATED, HOLDING COMPANY, CEO/OFFICER, EMPLOYEE SERVICES, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, START DATE OCTOBER 2014, 10 HOURS SPENT ON ACTIVITY. 4. LEVEL 4 INSURANCE GROUP, INVESTMENT RELATED, AGENT, SALE OF INSURANCE PRODUCTS, 12400 COIT ROAD, STE 1000, DALLAS, TX 75251, START DATE NOV 2012, 20 HOURS PER MONTH/20 DURING TRADING. 5. PREFERRED LEGACY TRUST, INVESTMENT RELATED, 103 PLAZA DRIVE STE B, CLAIRSVILLE, OH 43950, FOR PROFIT BOARD MEMBER OF TRUST COMPANY, START DATE JAN 2018, 1 HOUR PER MONTH/1 DURING TRADING. 7. EJT HOLDING, INVESTMENT RELATED, 3388 TUSCAN OAKS DRIVE, FRISCO, TX 75251, BUSINES ENTITY FOR TAX/INVESTMENT PRUPOSES, START DATE DEC 2017. 2 HOURS PER MONTH SPENT ON ACTIVITY/0 DURING TRADING. 8. CRI CPA, NOT INVESTMENT RELATED, 1117 BOLL WEEVIL CIRCLE, STE 200, ENTERPRISE, AL 36330, EQUITY PARTNER CPA FIRM, CEO, START DATE OCT 2014, 4 HOURS PER MONTH DURING TRADING. 9. VT1, LLC, STARTED 8/2023, RETAIL FRANCHISEE, LOCATED AT 3388 TUSCAN OAKS DRIVE, FRISCO 75034, NOT INVESTMENT RELATED, OWNER/MANAGER. APPROXIMATELY 5 HOURS DEVOTED TO THE BUSINESS PER MONTH DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Edmon Jacob Tomes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2005 - Present
LEVEL FOUR ADVISORY SERVICES
Office #1: 12400 Coit Road Suite 700, Dallas, TX 75251RIA
CRD#: 134086
Dallas, TX
Current
November 24, 2019 - Present
LEVEL FOUR CAPITAL MANAGEMENT
Office #1: 12400 Coit Road Suite 700, Dallas, TX 75251RIA
CRD#: 304792
Dallas, TX
Current
December 10, 2020 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 12400 Coit Road Ste 700, Dallas, TX 75251BD
CRD#: 25700
Dallas, TX
Past
November 1, 2020 - April 1, 2021
LEVEL FOUR FINANCIAL, LLC
RIA
CRD#: 25700
Dallas, TX
Past
November 5, 2012 - December 17, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
November 15, 2007 - December 4, 2012
OSAIC FS, INC.
BD
CRD#: 3870
PLANO, TX
Past
November 1, 2002 - February 24, 2006
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
OAK POINT, TX
Past
October 28, 2002 - November 21, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
PLANO, TX
Past
December 5, 2000 - October 31, 2002
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
February 5, 2000 - October 31, 2002
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
DALLAS, TX
Past
November 24, 1999 - June 15, 2000
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEVEL FOUR ADVISORY SERVICES
A++ INVESTMENTS, INC. | WORTHY & ASSOCIATES FINANCIAL & ESTATE PLANNING | WALTERS WEALTH MANAGEMENT | WALL STREET FINANCIAL | VIRTUS WEALTH MANAGEMENT | V&E WEALTH MANAGEMENT | TRANSFORM 401(K) | TLC ADVISORY GROUP | TIMBERLINE WEALTH MANAGEMENT | THOMAS PRIVATE WEALTH MANAGEMENT | SUNRISE RETIREMENT & FINANCIAL CONSULTANTS | SUMMIT FINANCIAL ADVISORS | SJF INVESTMENT MANAGEMENT | SILVESTRI ASSET MANAGEMENT | SHERMANINVEST | SANDBAR INVESTMENT MANAGEMENT | SA PIGGUSH FINANCIAL CONSULTANTS | RSM FINANCIAL SOLUTIONS | REGROUP WEALTH, LLC | PINNACLE WEALTH ADVISORS | PIERCE AND GARLAND WEALTH MANAGEMENT | PHILLIPS WEALTH MANAGEMENT | PERSONALIZED SERVICES INSURANCE | PAUL R. MORRIS INTEGRATED STRATEGIES | PARKER FINANCIAL SERVICES | OPUS WEALTH MANAGEMENT GROUP | NORTH POINT FINANCIAL PLANNERS | NEW HORIZONS FINANCIAL CONSULTANTS | NEUBRANDER FINANCIAL SERVICES | MYDIGITALADVISER | MORTON WEALTH MANAGEMENT | MJM WEALTH MANAGEMENT, LLC | MISSION FINANCIAL PLANNING | MISSION FINANCIAL ADVISORY SERVICES | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADVISORY SERVICES COMPANY | MARKET SQUARE ADVISORS | MAGNUSON FINANCIAL | MACUDA FINANCIAL GROUP | LION CROWN WEALTH MANAGEMENTL, LLC | LEVEL FOUR WEALTH MANAGEMENT | LEVEL FOUR SPORTS & ENTERTAINMENT | LEVEL FOUR PRIVATE CLIENT, LLC | LEVEL FOUR FINANCIAL | LEVEL FOUR ADVISORY SERVICES, LLC | LEVEL FOUR ADVISORY SERVICES, A DIVISION OF CARR, RIGGS AND INGRAM CAPITAL LLC | LEVEL FOUR ADVISORY SERVICES | LEMOINE WEALTH MANAGEMENT, LLC | LEGACY WEALTH PARTNERS | KIRKLEY INVESTMENT GROUP, LLC | KING TIDE RETIREMENT PARTNERS | KEYSTONE WEALTH MANAGEMENT | KEIBER SENIOR SERVICES | KEIBER RETIREMENT SOLUTIONS | JEFF HARRIS & ASSOCIATES | JACKSON WEALTH MANAGEMENT, LLC | INTELUS WEALTH MANAGEMENT, LLC | INTEGRITY FINANCIAL GROUP | IGNITE FINANCIAL GROUP | HORVATH PLANNING & WEALTH MANAGEMENT, LLC | HLG WEALTH MANAGEMENT, LLC | HARBOR FINANCIAL SERVICES | GRANVILLE FINANCIAL | GORE CAPITAL MANAGEMENT | GOLDEN LEAF ASSET MANAGEMENT | GARRETT WEALTH MANAGEMENT | FRIEDMAN FINANCIAL STRATEGIES | FREEDOM FIRST WEALTH MANAGEMENT | FREEDOM FIRST ADVISORS | FPX | FOUNDATION WEALTH PARTNERS | FINANCIAL SERVICES OF CENTRAL ILLINOIS | FINANCIAL INDEPENDENCE, LLC | FAUBOURG PRIVATE WEALTH, LLC | FAUBOURG PRIVATE WEALTH ADVISORS | FAUBOURG PRIVATE WEALTH - LEMOINE AND ASSOCIATES | ENTIRETY WEALTH SOLUTIONS | ELEVATE WEALTH MANAGEMENT | EFC ADVISORS, LLC | EBERLIN FINANCIAL SERVICES | DF CONSULTANTS | DEVLIN FINANCIAL CONSULTING | DAKOTA FINANCIAL CENTER | CRESCENT CAPITAL MANAGEMENT | COWEN FINANCIAL SERVICES | CORE WEALTH PLANNING | CONSULTING AND INVESTMENT OF PANAMA CITY | CONNECTIONS FINANCIAL ADVISORS | COHEN INVESTMENT MANAGEMENT | CAPITAL FINANCIAL RESOURCES WEALTH MANAGEMENT | BRUNO INVESTMENT MANAGEMENT | BLAKE FINANCIAL, INC. | BERRY FINANCIAL GROUP | ARMOR WEALTH GROUP | ANDERSTON WEALTH MANAGEMENT | ALLGOOD FINANCIAL | ACCESS ADVISORS, LLC
CRD#: 134086 / SEC#: 801-66368
RIA
Registered Investment Advisory firm - (3/3/2006 Approved)Arizona
Registered Investment Advisory firm - (3/7/2006 Terminated)California
Registered Investment Advisory firm - (3/8/2006 Terminated)New Jersey
Registered Investment Advisory firm - (3/7/2006 Terminated)New York
Registered Investment Advisory firm - (3/7/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/7/2006 Terminated)Texas
Registered Investment Advisory firm - (3/7/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/17/2020)
RR
Alaska(1/11/2021)
RR
Arizona(1/17/2021)
RR
Arkansas(1/5/2021)
RR
California(1/6/2021)
RR
Colorado(1/5/2021)
RR
Connecticut(1/5/2021)
RR
Delaware(1/19/2021)
RR
District of Columbia(1/6/2021)
RR
Florida(1/6/2021)
RR
Georgia(1/6/2021)
RR
Idaho(1/13/2021)
RR
Illinois(1/15/2021)
RR
Indiana(1/22/2021)
RR
Iowa(1/21/2021)
RR
Kansas(1/8/2021)
RR
Kentucky(1/7/2021)
IAR
Louisiana(9/10/2015)
RR
Louisiana(1/8/2021)
RR
Maine(1/7/2021)
RR
Maryland(1/5/2021)
RR
Massachusetts(1/6/2021)
RR
Michigan(1/7/2021)
RR
Minnesota(1/6/2021)
RR
Mississippi(1/5/2021)
RR
Missouri(1/5/2021)
RR
Montana(1/5/2021)
RR
Nebraska(1/7/2021)
RR
Nevada(1/20/2021)
RR
New Hampshire(1/5/2021)
RR
New Jersey(1/5/2021)
RR
New Mexico(1/5/2021)
RR
New York(1/9/2021)
RR
North Carolina(1/6/2021)
RR
North Dakota(1/12/2021)
RR
Ohio(1/5/2021)
RR
Oklahoma(1/6/2021)
RR
Oregon(1/13/2021)
RR
Pennsylvania(1/6/2021)
RR
Rhode Island(1/4/2021)
RR
South Carolina(1/6/2021)
RR
South Dakota(1/12/2021)
RR
Tennessee(1/6/2021)
IAR
Texas(7/12/2005)
RR
Texas(12/11/2020)
RR
Utah(1/5/2021)
RR
Vermont(1/5/2021)
RR
Virginia(1/6/2021)
RR
Washington(1/5/2021)
RR
West Virginia(1/14/2021)
RR
Wisconsin(1/7/2021)
RR
Wyoming(1/5/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LEVEL FOUR ADVISORY SERVICES
A++ INVESTMENTS, INC. | WORTHY & ASSOCIATES FINANCIAL & ESTATE PLANNING | WALTERS WEALTH MANAGEMENT | WALL STREET FINANCIAL | VIRTUS WEALTH MANAGEMENT | V&E WEALTH MANAGEMENT | TRANSFORM 401(K) | TLC ADVISORY GROUP | TIMBERLINE WEALTH MANAGEMENT | THOMAS PRIVATE WEALTH MANAGEMENT | SUNRISE RETIREMENT & FINANCIAL CONSULTANTS | SUMMIT FINANCIAL ADVISORS | SJF INVESTMENT MANAGEMENT | SILVESTRI ASSET MANAGEMENT | SHERMANINVEST | SANDBAR INVESTMENT MANAGEMENT | SA PIGGUSH FINANCIAL CONSULTANTS | RSM FINANCIAL SOLUTIONS | REGROUP WEALTH, LLC | PINNACLE WEALTH ADVISORS | PIERCE AND GARLAND WEALTH MANAGEMENT | PHILLIPS WEALTH MANAGEMENT | PERSONALIZED SERVICES INSURANCE | PAUL R. MORRIS INTEGRATED STRATEGIES | PARKER FINANCIAL SERVICES | OPUS WEALTH MANAGEMENT GROUP | NORTH POINT FINANCIAL PLANNERS | NEW HORIZONS FINANCIAL CONSULTANTS | NEUBRANDER FINANCIAL SERVICES | MYDIGITALADVISER | MORTON WEALTH MANAGEMENT | MJM WEALTH MANAGEMENT, LLC | MISSION FINANCIAL PLANNING | MISSION FINANCIAL ADVISORY SERVICES | MID-ATLANTIC SECURITIES, A LEVEL FOUR FINANCIAL & LEVEL FOUR ADVISORY SERVICES COMPANY | MARKET SQUARE ADVISORS | MAGNUSON FINANCIAL | MACUDA FINANCIAL GROUP | LION CROWN WEALTH MANAGEMENTL, LLC | LEVEL FOUR WEALTH MANAGEMENT | LEVEL FOUR SPORTS & ENTERTAINMENT | LEVEL FOUR PRIVATE CLIENT, LLC | LEVEL FOUR FINANCIAL | LEVEL FOUR ADVISORY SERVICES, LLC | LEVEL FOUR ADVISORY SERVICES, A DIVISION OF CARR, RIGGS AND INGRAM CAPITAL LLC | LEVEL FOUR ADVISORY SERVICES | LEMOINE WEALTH MANAGEMENT, LLC | LEGACY WEALTH PARTNERS | KIRKLEY INVESTMENT GROUP, LLC | KING TIDE RETIREMENT PARTNERS | KEYSTONE WEALTH MANAGEMENT | KEIBER SENIOR SERVICES | KEIBER RETIREMENT SOLUTIONS | JEFF HARRIS & ASSOCIATES | JACKSON WEALTH MANAGEMENT, LLC | INTELUS WEALTH MANAGEMENT, LLC | INTEGRITY FINANCIAL GROUP | IGNITE FINANCIAL GROUP | HORVATH PLANNING & WEALTH MANAGEMENT, LLC | HLG WEALTH MANAGEMENT, LLC | HARBOR FINANCIAL SERVICES | GRANVILLE FINANCIAL | GORE CAPITAL MANAGEMENT | GOLDEN LEAF ASSET MANAGEMENT | GARRETT WEALTH MANAGEMENT | FRIEDMAN FINANCIAL STRATEGIES | FREEDOM FIRST WEALTH MANAGEMENT | FREEDOM FIRST ADVISORS | FPX | FOUNDATION WEALTH PARTNERS | FINANCIAL SERVICES OF CENTRAL ILLINOIS | FINANCIAL INDEPENDENCE, LLC | FAUBOURG PRIVATE WEALTH, LLC | FAUBOURG PRIVATE WEALTH ADVISORS | FAUBOURG PRIVATE WEALTH - LEMOINE AND ASSOCIATES | ENTIRETY WEALTH SOLUTIONS | ELEVATE WEALTH MANAGEMENT | EFC ADVISORS, LLC | EBERLIN FINANCIAL SERVICES | DF CONSULTANTS | DEVLIN FINANCIAL CONSULTING | DAKOTA FINANCIAL CENTER | CRESCENT CAPITAL MANAGEMENT | COWEN FINANCIAL SERVICES | CORE WEALTH PLANNING | CONSULTING AND INVESTMENT OF PANAMA CITY | CONNECTIONS FINANCIAL ADVISORS | COHEN INVESTMENT MANAGEMENT | CAPITAL FINANCIAL RESOURCES WEALTH MANAGEMENT | BRUNO INVESTMENT MANAGEMENT | BLAKE FINANCIAL, INC. | BERRY FINANCIAL GROUP | ARMOR WEALTH GROUP | ANDERSTON WEALTH MANAGEMENT | ALLGOOD FINANCIAL | ACCESS ADVISORS, LLC
CRD#: 134086 / SEC#: 801-66368
RIA
Registered Investment Advisory firm - (3/3/2006 Approved)Arizona
Registered Investment Advisory firm - (3/7/2006 Terminated)California
Registered Investment Advisory firm - (3/8/2006 Terminated)New Jersey
Registered Investment Advisory firm - (3/7/2006 Terminated)New York
Registered Investment Advisory firm - (3/7/2006 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/7/2006 Terminated)Texas
Registered Investment Advisory firm - (3/7/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12400 Coit Road Suite 700, Dallas, TX 75251
Mailing Address
Phone number
(972) 665-0878
Established
Firm type
Fiscal year end
# of Employees
132
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,510 |
| AUM (Assets Under Management) | $ 5,320,412,049 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2024 | ||
| 06/30/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEVEL FOUR ADVISORY SERVICES
CRD#: 134086Dallas, TX 75251TRUST BUT VERIFY
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