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HK

Harinne L. Kim

APIIS WEALTH MANAGEMENT
BUENA PARK, CA 90621
Some features on this profile are disabled
CRD#: 3181440
HK

Professional summary


Harinne Lee Kim, who also goes by Harinne Lee Suylee, is a registered financial advisor currently at APIIS WEALTH MANAGEMENT CORP. located in Buena Park, California.

Harinne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Harinne has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Harinne Lee Suylee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) APIIS FINANCIAL INC; SAME AS BRANCH; INV REL; INSURANCE; VICE PRESIDENT; START DATE=01/2010; HRS/MO=100; TRADING HRS/MO=60; MANAGE AGENTS, SELL INSURANCE 2.) HARIK INSURANCE AGENCY; INVESTMENT RELATED; BUENA PARK, CA; INSURANCE; PRESIDENT START DATE: 06/2017; HRS/WK: 20;

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Harinne Lee Kim's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 19, 2025 - Present

APIIS WEALTH MANAGEMENT CORP.

Office #1: 6940 Beach Blvd Suite D-705, Buena Park, CA 90621
RIA
CRD#: 335241
BUENA PARK, CA
Past

November 5, 2021 - October 18, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
BUENA PARK, CA
Past

November 5, 2021 - October 18, 2023

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
BUENA PARK, CA
Past

August 28, 2019 - December 31, 2019

OSAIC WEALTH, INC.

RIA
CRD#: 23131
BUENA PARK, CA
Past

August 28, 2019 - December 31, 2019

OSAIC WEALTH, INC.

BD
CRD#: 23131
BUENA PARK, CA
Past

January 23, 2018 - March 12, 2019

ESPY ASSET MANAGEMENT LLC

RIA
CRD#: 291066
LOS ANGELES, CA
Past

October 14, 2016 - December 31, 2017

CREATIVEONE SECURITIES, LLC

RIA
CRD#: 152974
Los Angeles, CA
Past

October 14, 2016 - December 31, 2017

CREATIVEONE SECURITIES, LLC

BD
CRD#: 152974
Los Angeles, CA
Past

August 10, 2012 - December 31, 2014

AMERITAS INVESTMENT COMPANY, LLC

RIA
CRD#: 14869
LOS ANGELES, CA
Past

June 7, 2011 - December 31, 2014

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
LOS ANGELES, CA
Past

March 5, 2009 - March 25, 2011

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
IRVINE, CA
Past

November 15, 2005 - March 25, 2011

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
IRVINE, CA
Past

September 21, 1999 - March 9, 2005

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
IRVINE, CA
Past

July 15, 1999 - March 9, 2005

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(8/19/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/15/2008
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AW
APIIS WEALTH MANAGEMENT CORP.
APIIS WEALTH MANAGEMENT CORP. | APIIS WEALTH MANAGEMENT, INC

CRD#: 335241 / SEC#:

California
Registered Investment Advisory firm - (5/15/2025 Approved)
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Contact information


Main Address
6940 Beach Blvd Suite D-705, Buena Park, CA 90621
Mailing Address
Phone number
(714) 694-2400
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV
0

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


APIIS WEALTH MANAGEMENT CORP.

CRD#: 335241Buena Park, CA 90621

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