Bryan P. Katz

OMNI 360 WEALTH

PLAINSBORO, NJ 08536

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CRD#: 3181420

Professional summary

Bryan Paul Katz, CFP®, ChFC®, CLU® is a registered financial advisor currently at OMNI 360 WEALTH, INC. located in Plainsboro, New Jersey.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bryan has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MAY EARN COMMISSIONS FROM Princeton Financial Group Risk Management and other INSURANCE COMPANIES NOT AFFILIATED WITH PRINCETON FINANCIAL GROUP FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Paul Katz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

September 4, 2018 - Present

OMNI 360 WEALTH, INC.

Office #1: 777 Scudder Mills Rd Bldg 4, Ste 101, Plainsboro, NJ 08536

RIA

CRD#: 124878

PLAINSBORO, NJ

Past

August 21, 2018 - September 10, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PRINCETON, NJ

Past

November 6, 2013 - September 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

PRINCETON, NJ

Past

January 15, 2013 - September 10, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PRINCETON, NJ

Past

July 5, 2011 - November 19, 2012

FIRST ANALYSIS SECURITIES CORPORATION

CRD#: 10446

NEW YORK, NY

Past

November 5, 2003 - July 5, 2011

CARIS & COMPANY, INC.

CRD#: 104235

NEW YORK, NY

Past

April 13, 1999 - October 31, 2003

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMNI 360 WEALTH, INC.

OMNI 360 ADVISORS, LLC | SOUND FINANCIAL SOLUTIONS, INC. | PFG - FINANCIAL PLANNING & MANAGEMENT | OMNI 360 WEALTH, INC.

CRD#: 124878 / SEC#: 801-121387

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Florida

Registered Investment Advisory firm - (8/9/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/9/2021 Terminated)

New York

Registered Investment Advisory firm - (8/9/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/4/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/10/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/16/1999

General Securities Representative Examination

Current Firm

OMNI 360 WEALTH, INC.

OMNI 360 ADVISORS, LLC | SOUND FINANCIAL SOLUTIONS, INC. | PFG - FINANCIAL PLANNING & MANAGEMENT | OMNI 360 WEALTH, INC.

CRD#: 124878 / SEC#: 801-121387

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Florida

Registered Investment Advisory firm - (8/9/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/9/2021 Terminated)

New York

Registered Investment Advisory firm - (8/9/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

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Contact information

Main Address

777 Scudder Mills Rd Bldg 4, Ste 101, Plainsboro, NJ 08536

Mailing Address

Phone number

(609) 452-0889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (6/13/2025)

Regulatory assets under management

Total Number of Accounts	881
AUM (Assets Under Management)	$ 324,524,220

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bryan P. Katz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Paul Katz's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIRST ANALYSIS SECURITIES CORPORATION

CARIS & COMPANY, INC.

COWEN AND COMPANY

Primary Firm SEC Registration

OMNI 360 WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/4/2013

Series 63

Date: 5/26/1999

SIE

Date: 9/10/2018

Series 7

Date: 3/16/1999

Current Firm

OMNI 360 WEALTH, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMNI 360 WEALTH, INC.

TRUST BUT VERIFY

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