Roddy L. Crenshaw

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CRD#: 3181245

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Roddy Lee Crenshaw III, who also goes by Roddy Lee Crenshaw, Trey Crenshaw III, was a registered financial professional .

Roddy is a previously registered financial professional and started their career in finance in 1999. Roddy had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Roddy Lee Crenshaw | Trey Crenshaw Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 17, 2019 - December 6, 2021

QM ADVISORS LLC

RIA

CRD#: 297438

PEACHTREE CITY, GA

Past

May 12, 2017 - August 25, 2017

CHARTWELL INVESTMENT PARTNERS, LLC

RIA

CRD#: 170335

Suwanee, GA

Past

April 18, 2017 - August 25, 2017

CHARTWELL TSC SECURITIES CORP.

CRD#: 172196

PITTSBURGH, PA

Past

September 9, 2016 - October 5, 2016

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

July 7, 2011 - September 9, 2016

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

April 7, 2008 - July 7, 2011

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

March 21, 2006 - July 7, 2011

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

NAPLES, FL

Past

February 1, 2002 - February 16, 2006

WELLS INVESTMENT SECURITIES,INC.

CRD#: 15252

NORCROSS, GA

Past

April 5, 2000 - August 24, 2001

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 13, 1999 - July 19, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

July 13, 1999 - March 31, 2000

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/20/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/25/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/5/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

QM ADVISORS LLC

G&S CAPITAL LLC | QM ADVISORS LLC

CRD#: 297438 / SEC#: 801-132594

RIA

Registered Investment Advisory firm - (4/17/2025 Approved)

Florida

Registered Investment Advisory firm - (4/23/2025 Terminated)

Georgia

Registered Investment Advisory firm - (4/28/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (4/23/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/23/2025 Terminated)

Virginia

Registered Investment Advisory firm - (4/23/2025 Terminated)

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Contact information

Main Address

Peachtree City, GA

Mailing Address

Phone number

(404) 965-3578

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-QM ADVISORS LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 118,124,962

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Roddy L. Crenshaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CHARTWELL INVESTMENT PARTNERS, LLC

CHARTWELL TSC SECURITIES CORP.

FDX CAPITAL LLC

JANUS HENDERSON DISTRIBUTORS US LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

WELLS INVESTMENT SECURITIES,INC.

EDWARD JONES

FIRST UNION BROKERAGE SERVICES, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

QM ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2008

Series 63

Date: 7/20/1999

SIE

Date: 8/25/2017

Series 7

Date: 6/5/2000

Series 6

Date: 7/12/1999

Current Firm

QM ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QM ADVISORS LLC

TRUST BUT VERIFY

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