Phillip Enoch Malone
Professional Summary
Phillip Enoch Malone was a registered financial advisor. Phillip was a previously registered financial professional and started their career in finance 1979 - 2006. Phillip had worked at 16 firms and has passed the Series 63, Series 000, Series 1, Series 12, Series 40 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
54 years in the financial services industry
Current & Past Employments
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Current Firm
FLAGSTONE SECURITIES, LLC
Contact Information
Established
Missouri since 06/12/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FLAGSTONE CAPITAL, LLC | SOLE MEMBER | — |
| FRAGER, NORMAN | FINOP/CHIEF COMPLIANCE OFFICER/CROP | 212448 |
| HARRIS, EUGENE WHITNEY | MANAGING DIRECTOR | 2583498 |
| LYONS, CYNTHIA DAWN | CHIEF OPERATING OFFICER/SROP | 1722606 |
| POWERS, CHRISTOPHER LARRY | MANAGING DIRECTOR/PRINCIPAL | 4008477 |
| RILEY, WILLIAM PATRICK JR | MANAGING DIRECTOR/PRINCIPAL | 376847 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 000 — General Securities Principal Examination
Passed Oct 1972Series 1 — Registered Representative Examination
Passed Oct 1972Series 12 — NYSE Branch Manager Examination
Passed Oct 1977Series 40 — Registered Principal Examination
Passed Feb 1977Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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