Jeffery E. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Elmer Larson was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1999. Jeffery had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2017 - April 4, 2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
December 8, 2014 - December 31, 2016
AMERIPRISE FINANCIAL SERVICES, LLC
December 2, 2014 - January 18, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
April 4, 2011 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
April 1, 2011 - December 31, 2012
PLANMEMBER SECURITIES CORPORATION
August 19, 2009 - March 25, 2011
SIGNATOR FINANCIAL SERVICES, INC.
August 17, 2009 - March 25, 2011
SIGNATOR FINANCIAL SERVICES, INC.
February 18, 2003 - September 18, 2007
VALIC FINANCIAL ADVISORS, INC.
November 7, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
November 7, 2001 - September 18, 2007
VALIC FINANCIAL ADVISORS, INC.
April 1, 1999 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 1, 1999 - July 12, 2001
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SENNE, ANN MARIE | DIRECTOR | 2515669 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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