Brent E. Abshire

VERMILION ASSET MANAGEMENT

Lafayette, LA 70503

Some features on this profile are disabled

CRD#: 3180794

Professional summary

Brent Emerson Abshire is a registered financial advisor currently at VERMILION ASSET MANAGEMENT, LLC located in Lafayette, Louisiana.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Brent has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Emerson Abshire's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2012 - Present

VERMILION ASSET MANAGEMENT, LLC

Office #1: 345 Doucet Road Suite 200a, Lafayette, LA 70503

RIA

CRD#: 134801

Lafayette, LA

Past

February 11, 1999 - September 28, 1999

HARGER AND COMPANY, INC.

CRD#: 10385

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(6/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2007

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 2/10/1999

General Securities Representative Examination

Current Firm

VERMILION ASSET MANAGEMENT, LLC

CRD#: 134801 / SEC#: 801-68477

RIA

Registered Investment Advisory firm - (8/8/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (6/4/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

345 Doucet Road Suite 200a, Lafayette, LA 70503

Mailing Address

P.o. Box 52302, Lafayette, LA 70505-2302

Phone number

(337) 984-4018

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 58,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Minh Pham

NYLIFE SECURITIES LLC

Lafayette, LA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent E. Abshire

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Emerson Abshire's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERMILION ASSET MANAGEMENT, LLC

HARGER AND COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2007

Series 7

Date: 2/10/1999

Current Firm

VERMILION ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VERMILION ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors