Marc J. Hertzberg

WBH ADVISORY

Baltimore, MD 21208

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CRD#: 3180785

Professional summary

Marc Jeffrey Hertzberg is a registered financial advisor currently at WBH ADVISORY, INC. located in Baltimore, Maryland.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Marc has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Certified Public Accountant; not investment-related; started 01/1999; approximately 10-20 hours per month, 5-10 hours during securities trading hours. 2) Licensed Attorney; not investment-related; started 01/1999; approximately 10-20 hours per month, 5-10 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Jeffrey Hertzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 1999 - Present

WBH ADVISORY, INC.

Office #1: 1829 Reisterstown Road, Suite 225, Baltimore, MD 21208

RIA

CRD#: 105289

Baltimore, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WBH ADVISORY, INC.

WAGNER BOWMAN MANAGEMENT CORP | WBH ADVISORY, INC. | WAGNER CAPITAL MANAGEMENT CORP

CRD#: 105289 / SEC#: 801-27973

RIA

Registered Investment Advisory firm - (10/3/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(2/25/1999)

IAR

Texas
(2/27/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/11/1999

Uniform Investment Adviser Law Examination

Current Firm

WBH ADVISORY, INC.

WAGNER BOWMAN MANAGEMENT CORP | WBH ADVISORY, INC. | WAGNER CAPITAL MANAGEMENT CORP

CRD#: 105289 / SEC#: 801-27973

RIA

Registered Investment Advisory firm - (10/3/1986 Approved)

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Contact information

Main Address

1829 Reisterstown Road, Suite 225, Baltimore, MD 21208

Mailing Address

Phone number

(410) 653-7979

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV, PART II (3/11/2025)

Regulatory assets under management

Total Number of Accounts	2,149
AUM (Assets Under Management)	$ 1,488,849,669

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/10/2025	Cover Page	Report
09/26/2024	Cover Page	Report
10/26/2023	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marc J. Hertzberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Jeffrey Hertzberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

WBH ADVISORY, INC.

Primary Firm SEC Registration

WBH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/11/1999

Current Firm

WBH ADVISORY, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WBH ADVISORY, INC.

TRUST BUT VERIFY

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