Barbara G. Prince

OPENARC CORPORATE ADVISORY

ATLANTA, GA 30326

Some features on this profile are disabled

CRD#: 3180383

Professional summary

Barbara Glennis Prince, who also goes by Barbara Prince, Barbara Glennis Williams, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in Atlanta, Georgia.

Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Barbara has worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Barbara Prince | Barbara Glennis Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Glennis Prince's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2025 - Present

OPENARC CORPORATE ADVISORY, LLC

Office #1: 3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

RIA

CRD#: 336837

ATLANTA, GA

Past

July 6, 2021 - October 10, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

July 24, 2018 - October 10, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ATLANTA, GA

Past

May 10, 2012 - June 27, 2018

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

ATLANTA, GA

Past

May 10, 2012 - June 27, 2018

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

ATLANTA, GA

Past

December 2, 2010 - May 2, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

July 1, 2009 - October 29, 2010

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

Past

March 2, 2009 - July 1, 2009

SECURITIES AMERICA, INC.

CRD#: 10205

ATLANTA, GA

Past

May 16, 2008 - July 30, 2008

JGB INTERNATIONAL, INC.

CRD#: 31770

ATLANTA, GA

Past

February 8, 2007 - December 14, 2007

JGB INTERNATIONAL, INC.

CRD#: 31770

ATLANTA, GA

Past

March 7, 2005 - February 2, 2007

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

July 26, 2004 - February 9, 2005

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA

Registered Investment Advisory firm - (7/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/29/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/10/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/24/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754

RIA

Registered Investment Advisory firm - (7/8/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

Mailing Address

Phone number

(844) 648-6001

Established

Firm type

Fiscal year end

# of Employees

140

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

1330 ADVISORS ADV PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts	492
AUM (Assets Under Management)	$ 443,705,451

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Barbara G. Prince

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barbara Glennis Prince's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MUTUAL OF AMERICA SECURITIES LLC

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

FSC SECURITIES CORPORATION

TRIAD ADVISORS LLC

SECURITIES AMERICA, INC.

JGB INTERNATIONAL, INC.

JGB INTERNATIONAL, INC.

LORD ABBETT DISTRIBUTOR LLC

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

OPENARC CORPORATE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2021

Series 63

Date: 7/29/2008

Series 7TO

Date: 9/10/2020

SIE

Date: 10/1/2018

Series 6

Date: 7/24/2004

Current Firm

OPENARC CORPORATE ADVISORY, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPENARC CORPORATE ADVISORY, LLC

TRUST BUT VERIFY

Similar Advisors