Jeffery L. Vasiloff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Lawrence Vasiloff was a registered financial advisor .
Jeffery is a previously registered financial advisor and started their career in finance in 1999. Jeffery had worked at 6 firms and has passed the SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - November 29, 2019
J.W. COLE FINANCIAL, INC.
February 14, 2018 - July 25, 2018
LPL FINANCIAL LLC
December 12, 2005 - December 31, 2010
INVEST FINANCIAL CORPORATION
December 9, 2005 - February 14, 2018
INVEST FINANCIAL CORPORATION
October 21, 2004 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
September 10, 2002 - December 31, 2005
COMMONWEALTH FINANCIAL NETWORK
July 1, 2002 - September 25, 2002
THRIVENT INVESTMENT MANAGEMENT INC.
March 5, 1999 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
