Hillary M. Canterbury

GUTIERREZ WEALTH ADVISORY

Little Rock, AR 72211

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CRD#: 3179677

Professional summary

Hillary Marie Canterbury, who also goes by Hillary Marie Barger, Hillary M. Canterbury, Hillary M. Crank, Hillary Marie Crank, is a registered financial advisor currently at GUTIERREZ WEALTH ADVISORY, LLC located in Little Rock, Arkansas.

Hillary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Hillary has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hillary Marie Barger | Hillary M. Canterbury | Hillary M. Crank | Hillary Marie Crank

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Gutierrez Wealth Advisory. Investment Related. At registered location. RIA. Client Relations Associate. Start: 10/2022. 160 hrs/month; all during trading hours. Client service, onboarding clients, transferring assets. 2) 2/2023 Purshe Kaplan Sterling Investments; Investment Related; Registered Representative; Broker Dealer; 10 Hours/Month; 8:30am-3:30pm CST During Trading Hours; new account onboarding, new and existing client service requests and inquiry

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hillary Marie Canterbury's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2023 - Present

GUTIERREZ WEALTH ADVISORY, LLC

Office #1: 10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211

RIA

CRD#: 319481

Little Rock, AR

Past

February 8, 2023 - February 27, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Little Rock, AR

Past

February 19, 2004 - November 4, 2022

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LITTLE ROCK, AR

Past

February 19, 2004 - November 4, 2022

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LITTLE ROCK, AR

Past

July 3, 2003 - February 20, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CLAYTON, MO

Past

July 3, 2003 - February 20, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

June 11, 2002 - July 23, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LITTLE ROCK, AR

Past

April 16, 2002 - July 23, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUTIERREZ WEALTH ADVISORY, LLC

CRD#: 319481 / SEC#: 801-126693

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 6/4/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

GUTIERREZ WEALTH ADVISORY, LLC

CRD#: 319481 / SEC#: 801-126693

RIA

Registered Investment Advisory firm - (10/3/2022 Approved)

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Contact information

Main Address

10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211

Mailing Address

Phone number

(501) 451-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE PART 2A (11/11/2025)

Regulatory assets under management

Total Number of Accounts	469
AUM (Assets Under Management)	$ 280,347,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hillary M. Canterbury

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hillary Marie Canterbury's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

GUTIERREZ WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2002

Series 9

Date: 6/4/2005

Current Firm

GUTIERREZ WEALTH ADVISORY, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUTIERREZ WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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