Richard A. Humphreys

BLUESTAR WEALTH MANAGEMENT

SIMPSONVILLE, SC

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CRD#: 3179578

Professional summary

Richard Allen Humphreys is a registered financial advisor currently at BLUESTAR WEALTH MANAGEMENT located in Simpsonville, South Carolina.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blue Star Wealth Management LLC; Yes; same as adviser; dba under which advisory services are offered; member; member; 2017; all; all; provide advisory services of Novus Advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Humphreys's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

BLUESTAR WEALTH MANAGEMENT

RIA

CRD#: 337253

SIMPSONVILLE, SC

Past

January 24, 2017 - June 17, 2025

NOVUS ADVISORS

RIA

CRD#: 157908

Simpsonville, SC

Past

April 3, 2006 - February 1, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

GREENVILLE, SC

Past

July 29, 1999 - February 1, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(6/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/22/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/26/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/28/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 3/12/2002

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/26/2002

General Securities Sales Supervisor - General Module Examination

Current Firm

BLUESTAR WEALTH MANAGEMENT

BLUE STAR WEALTH MANAGEMENT LLC | BLUESTAR WEALTH MANAGEMENT

CRD#: 337253 / SEC#: 801-133780

RIA

Registered Investment Advisory firm - (6/30/2025 120-Day Approval)

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Contact information

Main Address

255 Primera Blvd Suite 160, Lake Mary, FL 32746

Mailing Address

Phone number

(888) 788-6478

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - BLUESTAR WEALTH MANAGEMENT (10/30/2025)

Regulatory assets under management

Total Number of Accounts	88
AUM (Assets Under Management)	$ 132,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard A. Humphreys

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Allen Humphreys's CRS (Customer Relationship Summary).

Certified licenses

Experience

NOVUS ADVISORS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/22/2000

Series 63

Date: 8/26/1999

SIE

Date: 2/1/2017

Series 7

Date: 7/28/1999

Series 9

Date: 3/12/2002

Series 10

Date: 2/26/2002

Current Firm

BLUESTAR WEALTH MANAGEMENT

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLUESTAR WEALTH MANAGEMENT

TRUST BUT VERIFY

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