Sterling K. Smith
Professional summary
Sterling Kent Smith, CFP®, who also goes by Sterling Smith, is a registered financial professional currently at BURCH & COMPANY, INC located in Kansas City, Missouri.
Sterling is registered as a RR (Registered Representative) and started their career in finance in 2006. Sterling has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sterling Kent Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2026 - Present
BURCH & COMPANY, INC
Office #1: 4151 N. Mulberry Drive Suite 235, Kansas City, MO 64116January 6, 2020 - June 10, 2020
FOUNDERS M&A ADVISORY, LLC
November 8, 2007 - February 18, 2015
STEPHENS
February 20, 2006 - February 18, 2015
STEPHENS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2026)
Exams
Series 79TO
Date: 4/22/2026
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BURCH & COMPANY, INC
CRD#: 102280 / SEC#: , 8-52121
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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