Brian T. Church
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Timothy Church was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1999. Brian had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2014 - August 25, 2017
UNITED CAPITAL FINANCIAL ADVISORS
June 9, 2014 - February 17, 2016
GIRARD SECURITIES, INC.
May 27, 2011 - June 28, 2012
EQUITABLE ADVISORS, LLC
May 26, 2011 - June 28, 2012
EQUITABLE ADVISORS, LLC
September 24, 2009 - May 2, 2011
CAPITAL GUARDIAN, LLC
August 27, 2009 - June 22, 2011
AEGIS CAPITAL, LLC
August 3, 2004 - April 8, 2009
SECURIAN FINANCIAL SERVICES, INC.
August 3, 2004 - April 8, 2009
SECURIAN FINANCIAL SERVICES, INC.
February 2, 2004 - June 17, 2004
PUTNAM INVESTMENT MANAGEMENT, LLC
April 30, 2002 - June 14, 2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
March 9, 2001 - February 7, 2002
EVERLAKE DISTRIBUTORS, LLC
May 26, 1999 - March 1, 2001
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UNITED CAPITAL FINANCIAL ADVISORS
CRD#: 134600 / SEC#: 801-64376
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
