MK
Mark A. Keen
THE STRATEGIC FINANCIAL ALLIANCE
Fairfax, VA 22030
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CRD#: 3178657
MK
Professional summary
Mark Alan Keen, CFP® is a registered financial advisor currently at THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Fairfax, Virginia and STRATEGIC BLUEPRINT, LLC located in Fairfax, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TKA HOLDINGS, LLC/DBA KEEN & POCOCK. NOT INVESTMENT RELATED. 10300 EATON PLACE, SUITE 470, FAIRFAX, VA 22030. INSURANCE SALES. MANAGING MEMBER. 1/2010. 5 HOURS/MONTH. <1 HOUR/MONTH. SALES. KEEN & POCOCK IS ALSO USED AS DBA FOR MARKETING FINANCIAL SERVICES. 2. SFA HOLDINGS, INC. NOT INVESTMENT RELATED. 2200 CENTURY PARKWAY, SUITE 500, ATLANTA GA 30345. BOARD OF DIRECTORS. DIRECTOR. 5/2015. 5 HOURS/MONTH. 0 HOUR/MONTH DURING TRADING. BOARD MEMBER. 3. EAZIHOME. NOT INVESTMENT RELATED. 10300 EATON PLACE, SUITE 470, FAIRFAX, VA 22030. EAZIHOME IS DESIGNED TO SUPPORT THE BUSY LIFESTYLE INDIVIDUALS AND FAMILIES. WILL PROVIDE TOOLS AND SERVICES TO HELP CLIENTS MANAGE THEIR HOME AND MAINTAIN ITS VALUE. PARTNER. START DATE: 12/2018. 10 HOURS/MONTH, 5 DURING TRADING HOURS. DIRECT RESPONSIBILITIES WILL BE PROMOTING SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Alan Keen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
January 5, 2007 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
BD
CRD#: 126514
Fairfax, VA
Current
August 13, 2018 - Present
STRATEGIC BLUEPRINT, LLC
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
CRD#: 284840
Fairfax, VA
Current
January 5, 2007 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 10300 Eaton Place Suite 470, Fairfax, VA 22030RIA
BD
CRD#: 126514
Fairfax, VA
Past
August 10, 2005 - January 16, 2007
CROW FINANCIAL ADVISORS
RIA
CRD#: 114077
ATLANTA, GA
Past
March 24, 2005 - December 18, 2006
FIRST LEGACY SECURITIES, LLC
BD
CRD#: 47079
HELENA, AL
Past
October 31, 2003 - December 13, 2004
THE STRATEGIC FINANCIAL ALLIANCE, INC.
RIA
CRD#: 126514
NORCROSS, GA
Past
October 31, 2003 - December 13, 2004
THE STRATEGIC FINANCIAL ALLIANCE, INC.
BD
CRD#: 126514
ATLANTA, GA
Past
April 10, 2003 - November 21, 2003
IFG ADVISORY SERVICES INC
RIA
CRD#: 105316
NORCROSS, GA
Past
March 3, 1999 - November 21, 2003
IFG NETWORK SECURITIES, INC.
BD
CRD#: 19948
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
Registered Investment Advisory firm - (10/28/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2007)
RR
Alaska(5/2/2018)
RR
Arizona(5/2/2018)
RR
Arkansas(5/2/2018)
RR
California(1/4/2010)
RR
Colorado(6/5/2012)
RR
Connecticut(1/4/2010)
RR
Delaware(1/4/2010)
RR
District of Columbia(1/2/2008)
RR
Florida(1/2/2008)
RR
Georgia(1/5/2007)
RR
Idaho(1/4/2010)
RR
Illinois(5/18/2012)
RR
Indiana(1/4/2010)
RR
Iowa(6/12/2013)
RR
Kansas(9/29/2015)
RR
Kentucky(1/7/2016)
RR
Louisiana(5/2/2018)
RR
Maryland(1/6/2007)
RR
Massachusetts(4/8/2008)
RR
Michigan(5/2/2018)
RR
Minnesota(1/4/2010)
RR
Mississippi(5/2/2018)
RR
Missouri(5/2/2018)
RR
Nebraska(1/4/2010)
RR
Nevada(5/2/2018)
RR
New Jersey(2/19/2009)
RR
New Mexico(1/4/2010)
RR
New York(1/4/2010)
RR
North Carolina(1/5/2010)
RR
North Dakota(1/30/2009)
RR
Ohio(6/10/2008)
RR
Oregon(1/11/2008)
RR
Pennsylvania(10/29/2008)
RR
South Carolina(1/4/2010)
RR
South Dakota(5/2/2018)
RR
Tennessee(1/9/2017)
RR
Texas(11/7/2008)
RR
Utah(10/18/2011)
RR
Vermont(11/17/2010)
RR
Virginia(1/5/2007)
IAR
Virginia(1/5/2007)
RR
Washington(1/15/2010)
RR
West Virginia(4/9/2018)
RR
Wisconsin(9/29/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SB
STRATEGIC BLUEPRINT, LLC
BEE STREET ADVISORY GROUP | THE RETIREMENT COACH | THE BAKER FINANCIAL GROUP | STRATEGIC BLUEPRINT, LLC | SHERPA FINANCIAL ADVISORS | PREHMUS FINANCIAL PARTNERS | OAKPOINT INVESTMENT PARTNERS | MIDWEST WEALTH MANAGEMENT | METAPARADIGM WEALTH MANAGEMENT | LIFE INCOME | LFA PRIVATE WEALTH MANAGEMENT | LEHNER SHOPE WEALTH GROUP | KEEN & POCOCK FINANCIAL PARTNERS | GOODWIN WEALTH | GENCREST CAPITAL PARTNERS | FAMILY WEALTHCARE | DESERT GROVE INVESTMENTS | CORNERSTONE WEALTH MANAGEMENT | COMPASS WEALTH MANAGEMENT | COMPASS FINANCIAL SERVICES | CLARITY FINANCIAL ADVISORS | BOURNE FINANCIAL COACHING | BENKO FINANCIAL SERVICES
CRD#: 284840 / SEC#: 801-108531
RIA
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Contact information
Main Address
2200 Century Parkway Suite 500, Atlanta, GA 30345
Mailing Address
Phone number
(678) 954-4130
Established
Firm type
Fiscal year end
# of Employees
57
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
