Casey Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Casey Jones, who also goes by Brian Casey Jones, Casey Brian Jones, was a registered financial professional .
Casey is a previously registered financial professional and started their career in finance in 1999. Casey had worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2007 - May 28, 2010
FINANCE 500, INC.
April 27, 2006 - April 17, 2007
COURTLANDT WEALTH MANAGEMENT
April 5, 2006 - April 17, 2007
COURTLANDT SECURITIES CORPORATION
March 11, 2004 - July 12, 2012
F500 ADVISORY SERVICES, INC.
February 2, 1999 - March 13, 2006
FINANCE 500, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCE 500, INC.
CRD#: 12981 / SEC#: , 8-28302
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
