Steven L. Replogle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Replogle was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 2000. Steven had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2020 - January 5, 2026
INVESTRUST CONSULTING, LLC
September 23, 2016 - May 30, 2017
MARINER WEALTH
August 26, 2015 - May 30, 2017
MARINER WEALTH ADVISORS
January 14, 2013 - August 17, 2015
BOK FINANCIAL SECURITIES, INC.
April 12, 2000 - September 27, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
INVESTRUST CONSULTING, LLC
CRD#: 108037 / SEC#: 801-55942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTRUST CONSULTING, LLC
CRD#: 108037 / SEC#: 801-55942
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 544,147,253 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/15/2025 | ||
| 10/04/2024 | ||
| 10/04/2024 | ||
| 10/31/2023 | ||
| 11/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
