Thomas Giardino

3EDGE ASSET MANAGEMENT, LP

Scottsdale, AZ

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CRD#: 3178454

Professional summary

Thomas Giardino, who also goes by Tomas Giardino, is a registered financial advisor currently at 3EDGE ASSET MANAGEMENT, LP located in Scottsdale, Arizona and VIGILANT DISTRIBUTORS, LLC located in Boston, Massachusetts.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Thomas has worked at 11 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tomas Giardino

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Tomas Giardino is registered with 3Edge Asset Management, LP, a SEC Registered Investment Advisor and Vigilant Distributors, LLC, an unaffiliated Broker Dealer.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Giardino's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2025 - Present

3EDGE ASSET MANAGEMENT, LP

RIA

CRD#: 282059

Scottsdale, AZ

Current

August 21, 2025 - Present

VIGILANT DISTRIBUTORS, LLC

Office #1: 225 Franklin Street 26th Floor, Boston, MA 02110

CRD#: 285573

Boston, MA

Past

October 30, 2024 - August 14, 2025

OCEAN PARK ASSET MANAGEMENT, LLC

RIA

CRD#: 145634

SCOTTSDALE, AZ

Past

August 28, 2018 - December 23, 2024

SIERRA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106615

SANTA MONICA, CA

Past

July 18, 2016 - December 31, 2017

SIERRA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106615

Scottsdale, AZ

Past

June 6, 2016 - August 1, 2025

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

November 10, 2014 - January 11, 2016

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK CITY, NY

Past

July 9, 2013 - December 23, 2013

CAPITAL INVESTMENT GROUP, INC.

CRD#: 14752

IRVINE, CA

Past

October 12, 2010 - August 8, 2014

PACIFIC FINANCIAL GROUP, LLC

RIA

CRD#: 143041

SCOTTSDALE, AZ

Past

August 10, 2010 - October 13, 2011

PACIFIC FINANCIAL ASSOCIATES, INC.

CRD#: 23772

PARKLAND, FL

Past

January 17, 2001 - April 30, 2010

INLAND SECURITIES CORPORATION

CRD#: 15807

OAK BROOK, IL

Past

September 16, 1999 - September 15, 2000

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

3EDGE ASSET MANAGEMENT, LP

3EDGE ASSET MANAGEMENT, LP | ABC CAPITAL MANAGEMENT, LP

CRD#: 282059 / SEC#: 801-106982

RIA

Registered Investment Advisory firm - (12/28/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/22/2025)

IAR

Arizona
(9/22/2025)

Arkansas
(8/21/2025)

California
(8/22/2025)

Hawaii
(8/21/2025)

Nevada
(8/21/2025)

New Mexico
(8/21/2025)

Utah
(8/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/8/2000

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/27/1999

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

3EDGE ASSET MANAGEMENT, LP

3EDGE ASSET MANAGEMENT, LP | ABC CAPITAL MANAGEMENT, LP

CRD#: 282059 / SEC#: 801-106982

RIA

Registered Investment Advisory firm - (12/28/2015 Approved)

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Contact information

Main Address

999 Vanderbilt Beach Road Suite 200, Naples, FL 34108

Mailing Address

Phone number

(844) 903-3343

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (44 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

3EDGE ADV PART 2A - JULY 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,211
AUM (Assets Under Management)	$ 1,663,823,851

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas Giardino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Giardino's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIGILANT DISTRIBUTORS, LLC

OCEAN PARK ASSET MANAGEMENT, LLC

SIERRA INVESTMENT MANAGEMENT, LLC

SIERRA INVESTMENT MANAGEMENT, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

REALTY CAPITAL SECURITIES, LLC

CAPITAL INVESTMENT GROUP, INC.

PACIFIC FINANCIAL GROUP, LLC

PACIFIC FINANCIAL ASSOCIATES, INC.

INLAND SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

3EDGE ASSET MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2000

Series 65

Date: 12/30/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/27/1999

FINRA

Current Firm

3EDGE ASSET MANAGEMENT, LP

Contact information

SEC notice filing (44 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

3EDGE ASSET MANAGEMENT, LP

TRUST BUT VERIFY

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