John H. Fields
Professional summary
John Hardie Fields, who also goes by John Fields, is a registered financial advisor currently at FIELDS ASSET MANAGEMENT LLC located in Denver, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. John has worked at 5 firms and has passed the Series 63, Series 65, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Hardie Fields's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2007 - Present
FIELDS ASSET MANAGEMENT LLC
November 3, 2006 - November 13, 2007
CALTON & ASSOCIATES, INC.
January 4, 2006 - September 15, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 25, 2005 - November 3, 2005
GEORGE K. BAUM & COMPANY
May 28, 1999 - May 3, 2005
JANUS HENDERSON DISTRIBUTORS US LLC
February 9, 1999 - May 18, 1999
CALTON & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/14/2010)
(1/12/2007)
Exams
Current Firm
FIELDS ASSET MANAGEMENT LLC
CRD#: 142112 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 4,106,623 |
Red Flags
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