KL
Kathryn M. Lester
AXXCESS WEALTH MANAGEMENT
CHARLESTON, WV 25311
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CRD#: 3178276
KL
Professional summary
Kathryn M Lester, who also goes by Kathryn M Egler, Kathy Lester, is a registered financial advisor currently at AXXCESS WEALTH MANAGEMENT, LLC located in Charleston, West Virginia.
Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kathryn has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathryn M Egler | Kathy Lester
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL HOUSE, NOT INVESTMENT-RELATED, CHARLESTON, WV, REAL ESTATE, OWNER/SOLE PROPRIETOR, START 03/22/2013, 1 HR/MO, 0 HR/MO TRADING HOURS, MAINTAIN THE PROPERTY AS NEEDED 2. DIOCESE OF WHEELING/CHARLESTON, INVESTMENT-RELATED, WHEELING, WV, RELIGIOUS ORGANIZATION, INVESTMENT/FINANCE COMMITTEE MEMBER, START11/04/2020, 0-3 HOURS/MONTH, 0-3 HOURS DURING SECURITIES TRADING HOURS, ATTEND MEETINGS AND HELP WITH THE DIOCESE'S INVESTMENTS AND FINANCES. 3.INSURANCE, NOT INVESTMENT-RELATED, CHARLESTON, WV, INSURANCE AGENT, START 04/14/2000, APPROXIMATELY 16 HOURS/MONTH, APPROXIMATELY 16 HOURS DURING SECURITIES TRADING HOURS/MONTH, SALES OF INSURANCE PRODUCTS. 4. VANDALIA WEALTH MANAGEMENT, NOT INVESTMENT-RELATED, CHARLESTON, WV, DBA FOR ADVISORY BUSINESS WITH AXXCESS WEALTH MANAGEMENT 5. CONDOMINIUM BOARD, NOT INVESTMENT-RELATED, CHARLESTON, WV, REAL ESTATE, BOARD MEMBER, START 12/2021, 1-2 HOURS/MONTH, NOT DURING TRADING HOURS, PREPARE FOR AND ATTEND CONDO BOARD MEETINGS 6. BLESSED SACRAMENT CATHOLIC CHURCH, NOT INVESTMENT-RELATED, SOUTH CHARLESTON, WV, RELIGIOUS ORGANIZATION, FINANCE COMMITTEE MEMBER, START 12/2000, 1 HOUR/MONTH, NOT DURING TRADING HOURS, HELP PREPARE AND KEEP BUDGET AND REVIEW FINANCIALS 7. ELK CITY RENEWAL ASSOCIATION, NOT INVESTMENT-RELATED, CHARLESTON, WV, CHARITABLE ORGANIZATION, BOARD MEMBER, START 02/2018, 1 HOUR/MONTH, NOT DURING SECURITIES TRADING HOURS, ATTEND MONTHLY BOARD MEETINGS
CRS (Client Relationship Summary) - RIA
Click below to view Kathryn M Lester's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 5, 2023 - Present
AXXCESS WEALTH MANAGEMENT, LLC
Office #1: 500 Corporate Landing Suite 201, Charleston, WV 25311RIA
CRD#: 164081
CHARLESTON, WV
Past
October 18, 2019 - March 1, 2023
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
CHARLESTON, WV
Past
October 18, 2019 - March 1, 2023
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
CHARLESTON, WV
Past
July 6, 2012 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
CHARLESTON, WV
Past
June 22, 2012 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
CHARLESTON, WV
Past
September 22, 2004 - July 6, 2012
SCOTT & STRINGFELLOW, LLC
RIA
CRD#: 6255
CHARLESTON, WV
Past
September 17, 2004 - July 6, 2012
SCOTT & STRINGFELLOW, LLC
BD
CRD#: 6255
CHARLESTON, WV
Past
December 2, 1999 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHARLESTON, WV
Past
October 1, 1999 - October 4, 2004
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
March 31, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
Registered Investment Advisory firm - (6/6/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/5/2023)
IAR
West Virginia(4/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AXXCESS WEALTH MANAGEMENT, LLC
ALTA PRIVATE WEALTH | WILLIAMSON LEGACY GROUP | VANDALIA WEALTH MANAGEMENT | THE ZANDBERGEN GROUP | SILVERSTONE PRIVATE WEALTH | SEWALSON MILAZZO FINANCIAL CONSULTING GROUP | SENTRY PACIFIC FINANCIAL GROUP | ROUTE 20 PRIVATE WEALTH | PROVIDENCE WEALTH MANAGEMENT | PATHFINDER WEALTH ADVISORS | PATHFINDER | OUTWING PRIVATE WEALTH MANAGEMENT | OSPREY CAPITAL PARTNERS LLC | OPTIMIZED WEALTH STRATEGIES | MK CAPITAL ADVISORS, LLC | MAGNOLIA CAPITAL MANAGEMENT | MADDIX WEALTH MANAGEMENT | LIFETIME WEALTH SOLUTIONS | LA WEALTH ADVISORS | JENNIFER P. EASLEY, CFP | INVESTATE WEALTH MANAGEMENT | E AND E FINANCIAL | DONAHUGH WEALTH | COLLIER SUSTAINABLE WEALTH MANAGEMENT | AXXCESS WEALTH MANAGEMENT, LLC | ASSET PRESERVATION STRATEGIES | ASCENDANT CAPITAL MANAGEMENT, LLC | AMBROSINI WEALTH
CRD#: 164081 / SEC#: 801-76763
RIA
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Contact information
Main Address
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011
Mailing Address
Phone number
(858) 217-5347
Established
Firm type
Fiscal year end
# of Employees
86
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 22,242 |
| AUM (Assets Under Management) | $ 6,329,396,180 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AXXCESS WEALTH MANAGEMENT, LLC
CRD#: 164081Charleston, WV 25311TRUST BUT VERIFY
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