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TW

Timothy M. Wickey

FAS WEALTH PARTNERS
Leawood, KS 66224
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CRD#: 3178245
TW

Professional summary


Timothy Michael Wickey is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- Timothy M Wickey, Consultant, 8021 High Drive, Leawood, KS 66206, Consult w/clients in personal injury lawsuits over whether and when to use structured settlement annuities as part of a long-term financial strategy

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Timothy Michael Wickey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 5, 2020 - Present

FAS WEALTH PARTNERS, INC.

Office #1: 4747 W 135 Street Suite 100, Leawood, KS 66224
RIA
CRD#: 109796
Leawood, KS
Past

July 20, 2009 - June 30, 2020

SUNRISE ADVISORS

RIA
CRD#: 111953
OVERLAND PARK, KS
Past

February 2, 1999 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

February 2, 1999 - July 29, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
ROCHESTER, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FAS WEALTH PARTNERS, INC.
FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS

CRD#: 109796 / SEC#: 801-19282

RIA
Registered Investment Advisory firm - (7/21/1983 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(5/5/2020)
IAR
Texas
(1/22/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 3/3/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FW
FAS WEALTH PARTNERS, INC.
FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS

CRD#: 109796 / SEC#: 801-19282

RIA
Registered Investment Advisory firm - (7/21/1983 Approved)
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Contact information


Main Address
4747 W 135 Street Suite 100, Leawood, KS 66224
Mailing Address
Phone number
(913) 239-2300
Established
Firm type
Fiscal year end
# of Employees
36

SEC notice filing (30 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FAS FORM ADV PART 2A BROCHURE 20230331 (10/6/2025)

Regulatory assets under management


Total Number of Accounts5,010
AUM (Assets Under Management)$ 3,085,389,748

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
04/01/2025
Cover Page
01/31/2024
01/31/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAS WEALTH PARTNERS, INC.

CRD#: 109796Leawood, KS 66224

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