Ed C. Stallworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ed Calvin Stallworth, who also goes by Ed Calvin Stallworth Jr, was a registered financial professional .
Ed is a previously registered financial professional and started their career in finance in 1999. Ed had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2014 - May 27, 2016
TWG SECURITIES, INC.
June 21, 2006 - March 24, 2010
KEY INVESTMENT SERVICES LLC
June 21, 2006 - March 24, 2010
KEY INVESTMENT SERVICES LLC
June 25, 2002 - May 2, 2005
WELLS FARGO INVESTMENTS, LLC
September 7, 2001 - May 2, 2005
WELLS FARGO INVESTMENTS, LLC
March 2, 2000 - June 8, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 21, 1999 - February 25, 2000
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TWG SECURITIES, INC.
CRD#: 143626 / SEC#: , 8-67585
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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