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JM

John E. Malesko

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CRD#: 317822
JM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Edward Malesko was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1970. John had worked at 9 firms and has passed the Series 63, Series 7, Series 22, Series 1, Series 27, Series 24, Series 39 and Series 00 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 13, 1990 - October 23, 1990

WHITEHALL INVESTMENT SECURITIES, LTD.

BD
CRD#: 21312
Past

October 17, 1989 - March 10, 1990

GLOBAL CAPITAL SECURITIES, INC.

BD
CRD#: 13358
Past

January 19, 1988 - July 26, 1990

FIRST SWISS INTERNATIONAL SECURITIES CORPORATION

BD
CRD#: 7958
Past

October 21, 1985 - January 16, 1986

DUNHILL MANAGEMENT GROUP, LTD.

BD
CRD#: 16320
Past

June 16, 1977 - October 2, 1978

F. L. PUTNAM & COMPANY, INC.

BD
CRD#: 6305
Past

January 9, 1975 - November 3, 1975

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
Past

June 5, 1972 - April 19, 1973

PROPERTY RESEARCH SECURITIES CORPORATION

BD
CRD#: 1000004
Past

October 13, 1971 - June 12, 1972

NUVEEN SECURITIES, LLC

BD
CRD#: 469
Past

April 13, 1970 - October 20, 1971

AARON CORPORATION

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/1/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/16/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/24/1983
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 6/10/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/23/1988
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/28/1988
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 39
Date: 9/7/1983
Direct Participation Programs Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 6/1/1970
General Securities Principal Examination

Current Firm

WI
WHITEHALL INVESTMENT SECURITIES, LTD.
MARK ALLEN SECURITIES | WHITEHALL INVESTMENT SECURITIES, LTD. | MARK/ALLEN SECURITIES, INC.

CRD#: 21312 / SEC#: , 8-40392

BD
Cancelled by SEC on 04/01/1994
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Contact information

Main Address
Mailing Address
Phone number
Established
Nevada since 06/24/1982
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WHITEHALL INVESTMENT SECURITIES, LTD.

CRD#: 21312

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