Paul D. Bresnahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Bresnahan, who also goes by Paul D Bresnahan, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1999. Paul had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2012 - December 31, 2017
THE O.N. EQUITY SALES COMPANY
January 1, 2010 - January 3, 2012
GLOBAL INVESTMENT ADVISORS, LLC
January 1, 2010 - January 3, 2012
ESSEX SECURITIES LLC
July 30, 2007 - January 1, 2010
INVESTORS CAPITAL CORP.
February 24, 2003 - January 1, 2010
INVESTORS CAPITAL CORP.
February 3, 1999 - February 24, 2003
VERAVEST INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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