Julius Williams
Professional summary
Julius Williams III, who also goes by Julius Williams, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Atlanta, Georgia.
Julius is registered as a RR (Registered Representative) and started their career in finance in 1999. Julius has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julius Williams III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 21, 2018 - Present
TRUIST SECURITIES, INC.
Office #1: 740 Battery Avenue, Se Fl 3 4, 5, 6, & 9, Atlanta, GA, 30339January 6, 2015 - July 25, 2018
TRUIST INVESTMENT SERVICES, INC.
April 30, 2013 - October 1, 2013
CETERA INVESTMENT SERVICES LLC
February 8, 2012 - March 31, 2012
MORGAN KEEGAN & COMPANY, LLC
May 4, 2007 - October 12, 2010
MORGAN KEEGAN & COMPANY, LLC
November 4, 2003 - May 1, 2007
AMSOUTH INVESTMENT SERVICES, INC.
February 12, 2002 - November 5, 2003
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 18, 1999 - February 11, 2002
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/21/2018)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
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