Francis A Snyder | Financial Professional | San Antonio, Texas | PROSPERITY WEALTH MANAGEMENT, INC.

Professional summary

Francis A Snyder, who also goes by Frank A Snyder, is a registered financial advisor currently at PROSPERITY WEALTH MANAGEMENT, INC. located in San Antonio, Texas and FORTUNE FINANCIAL SERVICES, INC. located in San Antonio, Texas.

Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Francis has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank A Snyder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ROBIN CREEK (R.C.)IS A SOLE PROPRIETORSHIP & IS 100% OWNED BY FRANCIS SNYDER. IT IS NOT INVESTMENT RELATED. LESS THAN 10% OF MY TIME IS DEVOTED TO R.C. BUSINESS DURING SECURITIES TRADING HOURS. R.C. CONSULTS FOR FEES WITH SMALL, PRIVATELY-OWNED BUSINESS & OWNERS IN THE AREAS OF EXIT/SUCCESSION STRATEGIES; EXECUTIVE BENEFIT PLAN DESIGN; INFORMAL BUSINESS AND KEY PERSON VALUATION; ASSISTANCE IN RESTRUCTURING OR STRUCTURING BUSINESS LOANS; SELECTION AND OR RECOMMENDATIONS OF NON-QUALIFIED RETIREMENT PLANS; DEVELOPMENT OF BUSINESS AND MARKETING PLANS; LEGACY PLANNING, CHARITABLE GIVING, AND OTHER PLANNING CONSIDERATIONS. __2) Snyder Wealth Advisors LLC is the business name Frank Snyder operates under for securities sales, investment advisory services, and variable insurance sales (variable annuities and variable life). SWA is investment related. 80% of his time is devoted to SWA during securities trading hours. Dates of operation: 06/2010 to present. Address: same as registered location. __3) SNYDER FINANCIAL SERVICES (SFS)IS A SOLE PROPRIETORSHIP & IS 100% OWNED BY FRANCIS SNYDER. IT IS NOT INVESTMENT RELATED. LESS THAN 10% OF MY TIME IS DEVOTED TO SFS BUSINESS DURING SECURITIES TRADING HOURS. SFS PROVIDES FIXED INSURANCE PRODUCTS TO IT'S EXISTING AND NEW CLIENTS. __4) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 04/2019 ; POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: MANAGERIAL DUTIES OF SINGLE HOUSEHOLD, RENTAL PROPERTY ; __5.)IAR WITH PROSPERITY WEALTH MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis A Snyder's CRS (Customer Relationship Summary).

June 18, 1999 - August 10, 2001

AMERITAS INVESTMENT COMPANY, LLC

BD

CRD#: 14869

LINCOLN, NE

Past

May 21, 1999 - June 16, 1999

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PW

PROSPERITY WEALTH MANAGEMENT, INC.

CRD#: 174328 / SEC#: 801-101485

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (8/14/2015 Terminated)

Georgia

Registered Investment Advisory firm - (7/27/2015 Terminated)

Illinois

Registered Investment Advisory firm - (7/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (7/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (7/15/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alaska
(10/3/2019)

RR

Florida
(10/3/2019)

RR

Texas
(10/3/2019)

IAR

Texas
(1/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 6/4/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 5/20/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

PW

PROSPERITY WEALTH MANAGEMENT, INC.

CRD#: 174328 / SEC#: 801-101485

RIA

Registered Investment Advisory firm - (7/14/2015 Approved)

California

Registered Investment Advisory firm - (8/14/2015 Terminated)

Georgia

Registered Investment Advisory firm - (7/27/2015 Terminated)

Illinois

Registered Investment Advisory firm - (7/14/2015 Terminated)

Minnesota

Registered Investment Advisory firm - (7/15/2015 Terminated)

North Carolina

Registered Investment Advisory firm - (7/15/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/16/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2333 San Ramon Valley Blvd. Suite 200, San Ramon, CA 94583

Mailing Address

Phone number

(925) 791-4444

Established

Firm type

Fiscal year end

# of Employees

51

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,832
AUM (Assets Under Management)	$ 442,192,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Francis A. Snyder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis A Snyder's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

PROSPERITY WEALTH MANAGEMENT, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MONEY CONCEPTS CAPITAL CORP

AMERICAN UNITED LIFE INSURANCE COMPANY

ONEAMERICA SECURITIES, INC.

AMERITAS INVESTMENT COMPANY, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

PROSPERITY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2006

Series 63

Date: 6/4/1999

SIE

Date: 10/1/2018

Series 6

Date: 5/20/1999

FINRA

Current Firm

PROSPERITY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROSPERITY WEALTH MANAGEMENT, INC.

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