Antoinette R. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoinette Renee Harris, who also goes by Toni Harris, was a registered financial professional .
Antoinette is a previously registered financial professional and started their career in finance in 1999. Antoinette had worked at 4 firms and has passed the Series 66, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2011 - April 30, 2012
ALAMO ASSET ADVISORS
April 18, 2011 - April 30, 2012
WFG INVESTMENTS, INC.
May 11, 2000 - April 25, 2011
VALIC FINANCIAL ADVISORS, INC.
May 10, 2000 - April 25, 2011
VALIC FINANCIAL ADVISORS, INC.
February 19, 1999 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
ALAMO ASSET ADVISORS
CRD#: 140166 / SEC#: 801-70582
Contact information
Red Flags
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