MA
Michael L. Agee
STRATEGIC ADVISORY SERVICES
Memphis, TN 38120
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CRD#: 3177764
MA
Professional summary
Michael Lawrence Agee, who also goes by Mike Agee, is a registered financial advisor currently at STRATEGIC ADVISORY SERVICES located in Memphis, Tennessee and LPL FINANCIAL LLC located in Memphis, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Agee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/09/2016 - STRATEGIC WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/7/2016 - 200 hr/mth 2) 11/09/2016 - SOCCER REFEREE - non-inv rel - start: 11/7/2016 - 20 hr/mth 3) 09/01/2017-Strategic Advisory Services LLC-Investement related-At reported business location(s)-Registered Investment Advisor Hybrid-start 08/15/2017-Hours per month 150/hours during trading 120-I provide investment advisory services through Strategic Advisory Services LLC, an independent investment advisor firm. I started this business activity in 08/15/2017.. I expect to spend approximately [150 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/22/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/03/2024 - 5 Hours per Month/ 3 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lawrence Agee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2017 - Present
STRATEGIC ADVISORY SERVICES
Office #1: 6465 Quail Hollow Road Suite 301, Memphis, TN 38120RIA
CRD#: 287984
Memphis, TN
Current
November 10, 2016 - Present
LPL FINANCIAL LLC
Office #1: 6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120RIA
BD
CRD#: 6413
Memphis, TN
Past
November 10, 2016 - November 30, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
MEMPHIS, TN
Past
March 10, 2004 - November 11, 2016
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MEMPHIS, TN
Past
August 15, 2000 - October 24, 2002
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
MEMPHIS, TN
Past
March 15, 1999 - November 11, 2016
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/10/2016)
RR
Arkansas(11/15/2021)
RR
California(11/17/2020)
RR
Colorado(11/15/2021)
RR
Florida(11/10/2016)
RR
Georgia(1/4/2021)
RR
Indiana(1/23/2024)
RR
Mississippi(11/10/2016)
RR
New York(2/16/2023)
RR
South Carolina(8/17/2020)
RR
Tennessee(11/10/2016)
IAR
Tennessee(4/27/2017)
RR
Texas(11/10/2016)
RR
Virginia(11/10/2016)
RR
Washington(11/15/2021)
RR
Wisconsin(11/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
STRATEGIC ADVISORY SERVICES
STRATEGIC ADVISORY SERVICES | SWM ADVISORY SERVICES, LLC | SWM ADVISORY SERVICES | STRATEGIC WEALTH MANAGEMENT, LLC | STRATEGIC WEALTH MANAGEMENT | STRATEGIC ADVISORY SERVICES, LLC
CRD#: 287984 / SEC#: 801-123188
RIA
Registered Investment Advisory firm - (3/16/2022 Approved)Tennessee
Registered Investment Advisory firm - (5/4/2022 Terminated)Texas
Registered Investment Advisory firm - (5/3/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6465 Quail Hollow Road Suite 301, Memphis, TN 38120
Mailing Address
Phone number
(901) 751-2025
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 546 |
| AUM (Assets Under Management) | $ 211,689,342 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISORY SERVICES
CRD#: 287984Memphis, TN 38120TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
