Randall M. Maner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Randall Milton Maner, who also goes by Randy Maner, was a registered financial professional .
Randall is a previously registered financial professional and started their career in finance in 1999. Randall had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2010 - February 3, 2020
MENSURA SECURITIES, LLC
May 1, 2007 - April 23, 2010
MORGAN KEEGAN & COMPANY, LLC
September 13, 2000 - April 19, 2007
TRUIST SECURITIES, INC.
April 1, 1999 - August 15, 2000
WACHOVIA SECURITIES, INC.
February 9, 1999 - April 1, 1999
WACHOVIA CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MENSURA SECURITIES, LLC
CRD#: 150064 / SEC#: , 8-68210
Contact information
FINRA licenses (19 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
