Donald L. Pierini

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES

Birmingham, AL 35223

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CRD#: 3177581

Professional summary

Donald Louis Pierini JR, AIF®, who also goes by Don Pierini, is a registered financial advisor currently at DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC located in Birmingham, Alabama and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Mountain Brook, Alabama.

Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Donald has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Don Pierini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Owner/Proprietor Investment Related: Yes Start Date: 05/01/2016 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Services. (2)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Circle, Suite 240, Mountain Brk, AL, 35223, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Consulting Services on pension plans -- only. (3)Name of Business: Diversified Global Investment Strategies, LLC Address: 3 Office Park Cir Ste 240, Birmingham, AL, 35223-2513, United States Activity Type: Independent RIA Position/Title: Advisor, Officer - CEO, Owner/Proprietor Investment Related: Yes Start Date: 01/27/2016 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Services and Qualified Retirement Plan Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Louis Pierini JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 9, 2023 - Present

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

Office #1: 3 Office Park Circle Suite 240, Birmingham, AL 35223

RIA

CRD#: 292000

Birmingham, AL

Current

March 29, 2016 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 3 Office Park Circle Suite 240, Mountain Brook, AL 35223

CRD#: 6694

Mountain Brook, AL

Past

May 30, 2018 - December 31, 2022

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

RIA

CRD#: 292000

BIRMINGHAM, AL

Past

April 6, 2016 - June 1, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BIRMINGHAM, AL

Past

February 14, 2008 - March 30, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

MOUNTAIN BRK, AL

Past

February 14, 2008 - March 30, 2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

MOUNTAIN BRK, AL

Past

August 30, 2002 - February 22, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BIRMINGHAM, AL

Past

August 27, 2002 - February 22, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, AL

Past

January 18, 2001 - June 28, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

December 15, 2000 - June 28, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 3, 1999 - January 9, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/31/2016)

IAR

Alabama
(1/9/2023)

Florida
(3/29/2016)

Kansas
(8/3/2016)

Kentucky
(3/29/2016)

Michigan
(7/22/2019)

Texas
(3/29/2016)

IAR

Texas
(1/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/1999

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/20/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/14/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC | PIERINI, DONALD, LOUIS

CRD#: 292000 / SEC#:

Alabama

Registered Investment Advisory firm - (5/24/2018 Approved)

Texas

Registered Investment Advisory firm - (1/10/2023 Conditional Restricted)

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Contact information

Main Address

3 Office Park Circle Suite 240, Birmingham, AL 35223

Mailing Address

Phone number

(205) 877-4512

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 55,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Donald L. Pierini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Donald Louis Pierini JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/1999

SIE

Date: 10/1/2018

Series 7

Date: 3/2/1999

Series 10

Date: 10/20/2005

Series 9

Date: 7/14/2005

FINRA

Current Firm

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DIVERSIFIED GLOBAL INVESTMENT STRATEGIES, LLC

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