DL
David W. Loesser
THE ESTATE PLANNERS GROUP
Yardley, PA 19067
Some features on this profile are disabled
CRD#: 3177524
DL
Professional summary
David Wayne Loesser, CFP® is a registered financial advisor currently at THE ESTATE PLANNERS GROUP located in Yardley, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. David has worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
xE Fund MGR, LLC Investment related 17071 Tidewater Ln, Fort Myers, FL 33908 Manager of 2 pooled investment vehicles Managing member Started August 2024 Approximately 10 hours a month Approximately 1 hour during securities trading hours Supervising investment managers xE Fund Advisory, LLC Investment related 17071 Tidewater Ln, Fort Myers, FL 33908 Adviser to 2 pooled investment vehicles Managing member Started November 2024 Approximately 10 hours a month Approximately 1 hour during securities trading hours Supervising investments Hamilton Asset Advisers, LLC Investment related 37 S Delaware Ave, Ste 1A, PA 18977 Manager of 1 pooled investment vehicles Managing Member Started January 1, 2009 Approximately 10 hours a month Approximately 1 hour during securities trading hours Supervising investment managers
CRS (Client Relationship Summary) - RIA
Click below to view David Wayne Loesser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 27, 2003 - Present
THE ESTATE PLANNERS GROUP
Office #1: 37 S Delaware Ave, Ste 1, Yardley, PA 19067RIA
CRD#: 124418
Yardley, PA
Past
November 5, 2002 - December 31, 2002
FREEDOM ASSET MANAGEMENT, INC.
RIA
CRD#: 109654
HAMILTON SQUARE, NJ
Past
March 12, 2002 - December 31, 2002
FREEDOM FINANCIAL, INC.
BD
CRD#: 45850
OMAHA, NE
Past
January 29, 1999 - July 11, 2001
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TE
THE ESTATE PLANNERS GROUP
HAMILTON ASSET ADVISERS, LLC | THE ESTATE PLANNERS GROUP LLC | THE ESTATE PLANNERS GROUP
CRD#: 124418 / SEC#: 801-110033
RIA
Registered Investment Advisory firm - (3/8/2017 Approved)Florida
Registered Investment Advisory firm - (3/20/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/13/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(1/12/2012)
IAR
New Jersey(5/27/2003)
IAR
Pennsylvania(8/15/2003)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TE
THE ESTATE PLANNERS GROUP
HAMILTON ASSET ADVISERS, LLC | THE ESTATE PLANNERS GROUP LLC | THE ESTATE PLANNERS GROUP
CRD#: 124418 / SEC#: 801-110033
RIA
Registered Investment Advisory firm - (3/8/2017 Approved)Florida
Registered Investment Advisory firm - (3/20/2017 Terminated)New Jersey
Registered Investment Advisory firm - (8/23/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/13/2017 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
37 S. Delaware Avenue Suite 1, Yardley, PA 19067
Mailing Address
Phone number
(215) 321-4410
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 326 |
| AUM (Assets Under Management) | $ 360,936,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
